FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PROK icon
151
ProKidney
PROK
$304M
$964K 0.1%
+97,400
New +$964K
ALTU
152
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
$945K 0.1%
95,000
– –
LFACU
153
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$907K 0.1%
90,000
– –
IFIN.U
154
DELISTED
InFinT Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
IFIN.U
$905K 0.1%
90,000
– –
FPE icon
155
First Trust Preferred Securities and Income ETF
FPE
$6.13B
$887K 0.1%
46,625
-3,485
-7% -$66.3K
AACI
156
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
$872K 0.09%
+88,756
New +$872K
BSKY
157
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$854K 0.09%
87,836
– –
GIA.U
158
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$852K 0.09%
83,940
– –
NRAC
159
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$806K 0.09%
82,147
– –
HMCO
160
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$801K 0.09%
81,539
– –
LJAQU
161
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$752K 0.08%
75,000
– –
GAMCU
162
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$736K 0.08%
75,000
– –
ATSPT
163
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$733K 0.08%
+73,705
New +$733K
EQHA.U
164
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$699K 0.08%
70,432
– –
ACII
165
DELISTED
Atlas Crest Investment Corp. II
ACII
$687K 0.07%
+70,000
New +$687K
EDTXU
166
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$679K 0.07%
67,500
– –
FMIV
167
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$675K 0.07%
69,119
– –
PGRWU
168
DELISTED
Progress Acquisition Corp. Units
PGRWU
$644K 0.07%
65,000
– –
OACB
169
DELISTED
Oaktree Acquisition Corp. II
OACB
$596K 0.06%
59,917
-164,320
-73% -$1.63M
CTXS
170
DELISTED
Citrix Systems Inc
CTXS
$595K 0.06%
+5,901
New +$595K
ELIQ
171
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$587K 0.06%
+60,000
New +$587K
PFTA
172
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$577K 0.06%
58,817
– –
MACAU
173
DELISTED
Moringa Acquisition Corp Units
MACAU
$532K 0.06%
54,000
– –
GFX
174
DELISTED
Golden Falcon Acquisition Corp.
GFX
$513K 0.06%
52,344
+2,344
+5% +$23K
BCSAU
175
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$507K 0.05%
50,000
– –
5 6
7
8 9