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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQHA.U
151
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$710K 0.12%
70,432
+7,000
+11% +$70.3K
BOAS
152
DELISTED
BOA Acquisition Corp.
BOAS
$710K 0.12%
+72,193
New +$706K
ACII.U
153
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$695K 0.12%
70,000
+10,000
+17% +$99.6K
ATSPU
154
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$695K 0.12%
67,500
– –
EDTXU
155
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$691K 0.12%
67,500
– –
FMIV
156
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$673K 0.12%
+69,119
New +$675K
PGRWU
157
DELISTED
Progress Acquisition Corp. Units
PGRWU
$649K 0.11%
65,000
+6,500
+11% +$65K
TLGA.U
158
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
$594K 0.1%
60,000
+6,000
+11% +$59.5K
PFTA
159
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$572K 0.1%
+58,817
New +$572K
SHACU
160
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$566K 0.1%
+5,000
New +$50.1K
NOGN
161
DELISTED
Nogin, Inc. Common Stock
NOGN
$557K 0.1%
+5,075
New +$1M
MACAU
162
DELISTED
Moringa Acquisition Corp Units
MACAU
$536K 0.09%
54,000
+5,400
+11% +$53.9K
IQMDU
163
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
$510K 0.09%
+50,000
New +$507K
PHYT.U
164
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$507K 0.09%
+50,000
New +$507K
BCSAU
165
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$506K 0.09%
+50,000
New +$507K
FNVTU
166
DELISTED
Finnovate Acquisition Corp. Units
FNVTU
$506K 0.09%
+50,000
New +$506K
LJAQU
167
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$502K 0.09%
75,000
+7,500
+11% +$75.8K
HHLA.U
168
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$498K 0.09%
50,000
+5,000
+11% +$49.9K
OMEG
169
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$498K 0.09%
51,000
+5,100
+11% +$49.8K
PDOT.U
170
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$497K 0.09%
50,000
+5,000
+11% +$49.6K
DSAC
171
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$496K 0.09%
+50,000
New +$493K
PLMIU
172
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$489K 0.09%
50,000
– –
GFX
173
DELISTED
Golden Falcon Acquisition Corp.
GFX
$489K 0.09%
50,000
+5,000
+11% +$48.9K
PBAXU
174
DELISTED
Phoenix Biotech Acquisition Corp. Unit
PBAXU
$454K 0.08%
+45,000
New +$455K
ITHXU
175
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$452K 0.08%
45,000
– –
5 6
7
8 9

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.