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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEACU
151
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$903K 0.14%
90,000
– –
VOSO
152
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
$892K 0.14%
90,000
– –
CFVIU
153
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$887K 0.13%
90,000
– –
BTNB
154
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$879K 0.13%
+88,707
New +$884K
BIOT
155
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$877K 0.13%
+90,000
New +$872K
FSNB
156
DELISTED
Fusion Acquisition Corp. II
FSNB
$874K 0.13%
+90,000
New +$871K
GLS
157
DELISTED
Gelesis Holdings, Inc.
GLS
$814K 0.12%
82,022
+69,382
+549% +$684K
HMCO
158
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$806K 0.12%
81,539
+4,600
+6% +$44.8K
PEAR
159
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$797K 0.12%
+80,206
New +$793K
PPGH
160
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$790K 0.12%
+80,170
New +$780K
PRST
161
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$772K 0.12%
77,164
– –
GAMCU
162
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$743K 0.11%
75,000
– –
EDTXU
163
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$689K 0.1%
67,500
– –
PRPB
164
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$686K 0.1%
69,819
– –
VEEA
165
Veea Inc
VEEA
$8.34M
$685K 0.1%
70,787
+20,787
+42% +$202K
LJAQU
166
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$680K 0.1%
67,500
– –
ATSPU
167
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$672K 0.1%
67,500
– –
EQHA.U
168
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$634K 0.1%
63,432
– –
NUAN
169
DELISTED
Nuance Communications, Inc.
NUAN
$619K 0.09%
11,234
-2,246
-17% -$123K
ATH
170
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$615K 0.09%
8,943
– –
ACII.U
171
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$599K 0.09%
60,000
– –
PGRWU
172
DELISTED
Progress Acquisition Corp. Units
PGRWU
$586K 0.09%
58,500
– –
BOAS.U
173
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$573K 0.09%
57,957
– –
XLNX
174
DELISTED
Xilinx Inc
XLNX
$541K 0.08%
3,578
– –
TLGA.U
175
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
$536K 0.08%
54,000
– –
5 6
7
8 9

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.