FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.58%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$158M
Cap. Flow %
30.94%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
2
VAR
Varian Medical Systems, Inc.
VAR
$20.4M
3
IPHI
INPHI CORPORATION
IPHI
$19.3M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
$13.5M

Top Sells

1
NGHC
National General Holdings Corp
NGHC
$28.4M
2
EV
Eaton Vance Corp.
EV
$25.1M
3
TIF
Tiffany & Co.
TIF
$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
$4.79M

Sector Composition

1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FFG
151
DELISTED
FBL Financial Group
FFG
$605K 0.12%
+10,816
New +$605K
XPDIU
152
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
$603K 0.12%
+59,990
New +$603K
SCPE
153
DELISTED
SC Health Corporation
SCPE
$601K 0.12%
59,578
+5,063
+9% +$51.1K
ACII.U
154
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$600K 0.12%
+60,000
New +$600K
PGRWU
155
DELISTED
Progress Acquisition Corp. Units
PGRWU
$576K 0.11%
+58,500
New +$576K
BOAS.U
156
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$574K 0.11%
+57,957
New +$574K
MXIM
157
DELISTED
Maxim Integrated Products
MXIM
$546K 0.11%
5,975
-27
-0.4% -$2.47K
TLGA.U
158
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
$536K 0.1%
+54,000
New +$536K
TWCTU
159
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$532K 0.1%
52,600
– –
VLD
160
DELISTED
Velo3D, Inc.
VLD
$531K 0.1%
+1,481
New +$531K
KVSC
161
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$522K 0.1%
+52,393
New +$522K
OCSL icon
162
Oaktree Specialty Lending
OCSL
$1.23B
$517K 0.1%
+27,809
New +$517K
NXDR
163
Nextdoor Holdings
NXDR
$805M
$504K 0.1%
+50,000
New +$504K
PLMIU
164
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$498K 0.1%
+50,000
New +$498K
NSTB
165
DELISTED
Northern Star Investment Corp. II
NSTB
$497K 0.1%
+49,685
New +$497K
MACAU
166
DELISTED
Moringa Acquisition Corp Units
MACAU
$483K 0.09%
+48,600
New +$483K
LIDR icon
167
AEye
LIDR
$109M
$477K 0.09%
+1,592
New +$477K
FLAC
168
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$473K 0.09%
+47,500
New +$473K
SMRT icon
169
SmartRent
SMRT
$275M
$459K 0.09%
+45,900
New +$459K
LMAOU
170
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$457K 0.09%
+45,000
New +$457K
ACKIU
171
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
$457K 0.09%
45,000
– –
TXNM
172
TXNM Energy, Inc.
TXNM
$5.99B
$455K 0.09%
9,275
+183
+2% +$8.98K
HHLA.U
173
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$455K 0.09%
+45,000
New +$455K
SMTX
174
DELISTED
SMTC Corporation
SMTX
$455K 0.09%
+75,700
New +$455K
OMEG
175
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$454K 0.09%
+45,900
New +$454K
5 6
7
8 9