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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$153M
Cap. Flow %
29.82%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$20.3M
2
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$19.9M
3
IPHI
INPHI CORPORATION
IPHI
+$18.1M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
+$15.3M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
+$13M

Top Sells

Rank Stock Value
1
NGHC
National General Holdings Corp
NGHC
+$28.4M
2
EV
Eaton Vance Corp.
EV
+$25.1M
3
TIF
Tiffany & Co.
TIF
+$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFG
151
DELISTED
FBL Financial Group
FFG
$605K 0.12%
+10,816
New +$611K
XPDIU
152
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
$603K 0.12%
+59,990
New +$637K
SCPE
153
DELISTED
SC Health Corporation
SCPE
$601K 0.12%
59,578
+5,063
+9% +$52.3K
ACII.U
154
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$600K 0.12%
+60,000
New +$627K
PGRWU
155
DELISTED
Progress Acquisition Corp. Units
PGRWU
$576K 0.11%
+58,500
New +$589K
BOAS.U
156
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$574K 0.11%
+57,957
New +$579K
MXIM
157
DELISTED
Maxim Integrated Products
MXIM
$546K 0.11%
5,975
-27
-0.4% -$2.48K
TLGA.U
158
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
$536K 0.1%
+54,000
New +$546K
TWCTU
159
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$532K 0.1%
52,600
– –
VLD
160
DELISTED
Velo3D, Inc.
VLD
$531K 0.1%
+1,481
New +$563K
KVSC
161
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$522K 0.1%
+52,393
New +$519K
OCSL icon
162
Oaktree Specialty Lending
OCSL
$1.02B
$517K 0.1%
+27,809
New +$500K
NXDR
163
Nextdoor Holdings
NXDR
$847M
$504K 0.1%
+50,000
New +$501K
PLMIU
164
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$498K 0.1%
+50,000
New +$495K
NSTB
165
DELISTED
Northern Star Investment Corp. II
NSTB
$497K 0.1%
+49,685
New +$510K
MACAU
166
DELISTED
Moringa Acquisition Corp Units
MACAU
$483K 0.09%
+48,600
New +$496K
LIDR icon
167
AEye
LIDR
$52.8M
$477K 0.09%
+1,592
New +$539K
FLAC
168
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$473K 0.09%
+47,500
New +$485K
SMRT icon
169
SmartRent
SMRT
$195M
$459K 0.09%
+45,900
New +$484K
LMAOU
170
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$457K 0.09%
+45,000
New +$463K
ACKIU
171
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$457K 0.09%
45,000
– –
TXNM
172
TXNM Energy Inc
TXNM
$6.41B
$455K 0.09%
9,275
+183
+2% +$8.88K
HHLA.U
173
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$455K 0.09%
+45,000
New +$466K
SMTX
174
DELISTED
SMTC Corporation
SMTX
$455K 0.09%
+75,700
New +$447K
OMEG
175
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$454K 0.09%
+45,900
New +$477K
5 6
7
8 9

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First Trust Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Capital Management held 301 positions worth $511M, up 44% from $356M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

First Trust Capital Management deployed $153M of net new capital in Q1 2021, opening 167 new positions and adding to 24 existing holdings. Its largest new stake was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was LiveVox Holding, Inc. Class A Common Stock, an estimated $3.27M trimmed.

  • First Trust Capital Management's largest Q1 2021 buy was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.
  • First Trust Capital Management added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $20.3M increase.
  • First Trust Capital Management's biggest Q1 2021 reduction was LiveVox Holding, Inc. Class A Common Stock, cutting an estimated $3.27M.
  • First Trust Capital Management fully exited National General Holdings Corp in Q1 2021, selling an estimated $28.4M.
  • First Trust Capital Management's ten largest holdings make up 43% of its $511M portfolio in Q1 2021.
  • First Trust Capital Management opened 167 new positions and closed 86 in Q1 2021.
  • First Trust Capital Management's portfolio value rose 44% quarter-over-quarter to $511M.

Based on First Trust Capital Management's 13F filing for Q1 2021, filed 17 May 2021.