We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
-$189M
Cap. Flow
-$207M
Cap. Flow %
-15.84%
Top 10 Hldgs %
46.15%
Holding
143
New
28
Increased
10
Reduced
24
Closed
50

Top Buys

Rank Stock Value
1
ROIC
Retail Opportunity Investments Corp.
ROIC
+$88.8M
2
HTLF
Heartland Financial USA, Inc.
HTLF
+$71.8M
3
SMAR
Smartsheet Inc.
SMAR
+$67M
4
B
Barnes Group Inc.
B
+$48M
5
JWN
Nordstrom
JWN
+$31.4M

Top Sells

Rank Stock Value
1
AGR
Avangrid, Inc.
AGR
+$101M
2
MRO
Marathon Oil Corporation
MRO
+$87M
3
SQSP
Squarespace, Inc.
SQSP
+$73.5M
4
SRCL
Stericycle Inc
SRCL
+$73.4M
5
NVEI
Nuvei Corporation Subordinate Voting Shares
NVEI
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 49.94%
2 Technology 18.59%
3 Industrials 7.26%
4 Real Estate 7.04%
5 Consumer Staples 5.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXNX
126
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-18,258
Closed -$1.27M
NVEI
127
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
– –
-1,145,635
Closed -$38.2M
TWKS
128
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
– –
-423,419
Closed -$1.87M
INST
129
DELISTED
Instructure Holdings, Inc.
INST
– –
-146,260
Closed -$3.44M
MCAA
130
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
– –
-1,246,929
Closed -$14.6M
GAQ
131
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
– –
-270,884
Closed -$3.03M
SRCL
132
DELISTED
Stericycle Inc
SRCL
– –
-1,202,653
Closed -$73.4M
ITI
133
DELISTED
Iteris, Inc.
ITI
– –
-798,477
Closed -$5.7M
PETQ
134
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-951,232
Closed -$29.3M
SQSP
135
DELISTED
Squarespace, Inc.
SQSP
– –
-1,583,510
Closed -$73.5M
CHUY
136
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-578,079
Closed -$21.6M
LCW
137
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
– –
-506,301
Closed -$5.56M
PRFT
138
DELISTED
Perficient Inc
PRFT
– –
-417,909
Closed -$31.5M
PWSC
139
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-26,317
Closed -$600K
SWN
140
DELISTED
Southwestern Energy Company
SWN
– –
-517,200
Closed -$3.68M
ZLS
141
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-648,082
Closed -$7.23M
VZIO
142
DELISTED
VIZIO Holding Corp.
VZIO
– –
-83,592
Closed -$934K
ENV
143
DELISTED
ENVESTNET, INC.
ENV
– –
-569,834
Closed -$35.7M
2 3 4 5
6

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
OPCM
Osborne Partners Capital Management San Francisco, California $1.89B AUM 16.21% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

First Trust Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, First Trust Capital Management held 143 positions worth $1.31B, down 13% from $1.5B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

First Trust Capital Management withdrew a net $207M in Q4 2024, closing 50 positions and reducing 24 holdings. Its most notable exit was Avangrid, Inc., an estimated $101M position sold in full.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 42% a quarter earlier, followed by Technology and Industrials.

Against the trend, First Trust Capital Management opened a new position in Retail Opportunity Investments Corp. worth $92.2M.

  • First Trust Capital Management's largest Q4 2024 buy was Retail Opportunity Investments Corp.: 5,308,294 shares worth $92.2M.
  • First Trust Capital Management added most to Heartland Financial USA, Inc. in Q4 2024, an estimated $71.8M increase.
  • First Trust Capital Management's biggest Q4 2024 reduction was Spring Valley Acquisition Corp II, cutting an estimated $18.3M.
  • First Trust Capital Management fully exited Avangrid, Inc. in Q4 2024, selling an estimated $101M.
  • First Trust Capital Management's ten largest holdings make up 46% of its $1.31B portfolio in Q4 2024.
  • First Trust Capital Management opened 28 new positions and closed 50 in Q4 2024.
  • First Trust Capital Management's portfolio value fell 13% quarter-over-quarter to $1.31B.

Based on First Trust Capital Management's 13F filing for Q4 2024, filed 14 Feb 2025.