FTCM

First Trust Capital Management Portfolio holdings

AUM $1.65B
1-Year Est. Return 60.79%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.79%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
-$638M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
253
New
Increased
Reduced
Closed

Top Buys

1
+$128M
2
+$82.6M
3
+$32.2M
4
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$27.5M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$25M

Top Sells

1
+$233M
2
+$55.1M
3
+$51.4M
4
OSH
Oak Street Health, Inc.
OSH
+$48.9M
5
TRAQ
Trine II Acquisition Corp.
TRAQ
+$43.2M

Sector Composition

1 Financials 67.43%
2 Real Estate 10.65%
3 Technology 6.56%
4 Materials 5.4%
5 Healthcare 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$286K 0.02%
26,005
127
$249K 0.01%
23,365
128
$218K 0.01%
20,633
129
$197K 0.01%
13,990
+3,610
130
$196K 0.01%
18,269
+100
131
$192K 0.01%
15,117
+4,824
132
– –
-961,900
133
– –
-1,963,897
134
– –
-1,299,955
135
– –
-550,667
136
– –
-139,199
137
– –
-710,000
138
– –
-259,798
139
– –
-637,417
140
– –
-152,100
141
– –
-891,762
142
– –
-64,171
143
– –
-225,227
144
– –
-354,135
145
– –
-1,912,779
146
– –
-1,658,529
147
– –
-29,970
148
– –
-717,250
149
– –
-5,586,345
150
– –
-251,594
4 5
6
7 8