FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.1%
This Quarter Est. Return
1 Year Est. Return
+31.1%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
-$638M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
253
New
Increased
Reduced
Closed

Top Buys

1
+$128M
2
+$83.3M
3
+$32.5M
4
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$30.6M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$25.2M

Top Sells

1
+$233M
2
+$53.7M
3
+$51.4M
4
OSH
Oak Street Health, Inc.
OSH
+$48.9M
5
TRAQ
Trine II Acquisition Corp.
TRAQ
+$43.2M

Sector Composition

1 Financials 67.43%
2 Real Estate 10.65%
3 Materials 5.4%
4 Technology 5.22%
5 Industrials 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$286K 0.02%
26,005
127
$249K 0.01%
23,365
128
$218K 0.01%
20,633
129
$197K 0.01%
13,990
+3,610
130
$196K 0.01%
18,269
+100
131
$192K 0.01%
15,117
+4,824
132
– –
-145,000
133
– –
-1,224,343
134
– –
-1,101,852
135
– –
-525,640
136
– –
-2,889,299
137
– –
-1,007,632
138
– –
-343,692
139
– –
-337,000
140
– –
-5,586,345
141
– –
-251,594
142
– –
-3,077,800
143
– –
-961,900
144
– –
-514,956
145
– –
-100,000
146
– –
-3,556
147
– –
-313,405
148
– –
-13,170
149
– –
-150,862
150
– –
-1,273,614
4 5
6
7 8