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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$1.86B
AUM Growth
-$253M
Cap. Flow
-$298M
Cap. Flow %
-15.99%
Top 10 Hldgs %
20.76%
Holding
528
New
78
Increased
146
Reduced
6
Closed
183

Top Buys

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$54.3M
2
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
+$41.4M
3
AAC
Ares Acquisition Corporation
AAC
+$39.5M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$34.5M
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$31.2M

Top Sells

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$113M
2
ZEN
ZENDESK INC
ZEN
+$92M
3
FBC
Flagstar Bancorp, Inc. New
FBC
+$80M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$58.5M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$52.1M

Sector Composition

Rank Sector Weight
1 Financials 65.66%
2 Technology 11.15%
3 Healthcare 7.84%
4 Industrials 6.74%
5 Real Estate 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APEN
126
DELISTED
Apollo Endosurgery, Inc.
APEN
$4.73M 0.25%
+474,664
New +$3.54M
CPAR
127
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$4.71M 0.25%
+467,001
New +$4.66M
USCT
128
DELISTED
Roth CH Acquisition Co. Class A Ordinary Shares
USCT
$4.63M 0.25%
450,000
– –
UMPQ
129
DELISTED
Umpqua Holdings Corp
UMPQ
$4.58M 0.25%
256,762
+42,352
+20% +$798K
DSAQ
130
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$4.44M 0.24%
431,432
– –
IQMD
131
DELISTED
Intelligent Medicine Acquisition Corp. Class A Common Stock
IQMD
$4.43M 0.24%
431,372
– –
ACQR
132
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$4.43M 0.24%
+439,092
New +$4.39M
VSAC
133
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$4.4M 0.24%
427,878
– –
ENER
134
DELISTED
Accretion Acquisition Corp
ENER
$4.39M 0.24%
435,934
– –
CERO
135
DELISTED
CERo Therapeutics
CERO
$4.38M 0.24%
213
+14
+7% +$285K
RDZN icon
136
Roadzen
RDZN
$105M
$4.37M 0.23%
426,592
+407,055
+2,084% +$4.13M
FORG
137
DELISTED
ForgeRock, Inc.
FORG
$4.31M 0.23%
+189,168
New +$4.12M
SUAC
138
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
$4.27M 0.23%
419,016
– –
VIVO
139
DELISTED
Meridian Bioscience Inc
VIVO
$4.26M 0.23%
+128,166
New +$4.13M
SCUA
140
DELISTED
Sculptor Acquisition Corp I
SCUA
$4.19M 0.22%
+408,022
New +$4.15M
PGSS
141
DELISTED
Pegasus Digital Mobility Acquisition Corp.
PGSS
$4.13M 0.22%
401,816
+325,752
+428% +$3.31M
FRSG
142
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$4.1M 0.22%
408,282
– –
CLDI icon
143
Calidi Biotherapeutics
CLDI
$2.12M
$4.07M 0.22%
208
– –
FSRX
144
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
$4.03M 0.22%
400,300
– –
BRIV
145
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$4.02M 0.22%
403,503
+221,463
+122% +$2.19M
PANA
146
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$3.99M 0.21%
+397,063
New +$3.93M
ANAC
147
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$3.97M 0.21%
393,792
+264,796
+205% +$2.65M
ACDI
148
DELISTED
Ascendant Digital Acquisition Corp. III
ACDI
$3.94M 0.21%
382,179
+190,070
+99% +$1.94M
FRON
149
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$3.94M 0.21%
390,714
– –
RRAC
150
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$3.91M 0.21%
379,736
+348,486
+1,115% +$3.55M
4 5
6
7 8

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First Trust Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, First Trust Capital Management held 528 positions worth $1.86B, down 12% from $2.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

First Trust Capital Management withdrew a net $298M in Q4 2022, closing 183 positions and reducing 6 holdings. Its most notable exit was Avalara, Inc., an estimated $113M position sold in full.

By sector, the portfolio is most concentrated in Financials at 66% of assets, up from 58% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Horizon Therapeutics Public Limited Company Ordinary Shares worth $42.7M.

  • First Trust Capital Management's largest Q4 2022 buy was Horizon Therapeutics Public Limited Company Ordinary Shares: 375,593 shares worth $42.7M.
  • First Trust Capital Management added most to STORE Capital Corporation in Q4 2022, an estimated $54.3M increase.
  • First Trust Capital Management's biggest Q4 2022 reduction was Newcourt Acquisition Corp Class A Ordinary Share, cutting an estimated $3.74M.
  • First Trust Capital Management fully exited Avalara, Inc. in Q4 2022, selling an estimated $113M.
  • First Trust Capital Management's ten largest holdings make up 21% of its $1.86B portfolio in Q4 2022.
  • First Trust Capital Management opened 78 new positions and closed 183 in Q4 2022.
  • First Trust Capital Management's portfolio value fell 12% quarter-over-quarter to $1.86B.

Based on First Trust Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.