We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCB
126
DELISTED
Altimeter Growth Corp 2
AGCB
$1.08M 0.19%
110,000
-3,400
-3% -$34K
FZT
127
DELISTED
FAST Acquisition Corp. II
FZT
$1.07M 0.19%
+110,489
New +$1.08M
GWB
128
DELISTED
Great Western Bancorp, Inc.
GWB
$1.07M 0.19%
+31,513
New +$1.08M
LDTC
129
DELISTED
LeddarTech
LDTC
$1.02M 0.18%
210,000
+21,000
+11% +$102K
FPE icon
130
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.02M 0.18%
+50,110
New +$1.02M
HTAQ.U
131
DELISTED
Hunt Companies Acquisition Corp. I Units, each consisting of one Class A ordinary share and one-half one redeemable warrant
HTAQ.U
$1.01M 0.18%
+100,000
New +$1.01M
LGSTU
132
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$1.01M 0.18%
+100,000
New +$1.01M
AEACU
133
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$1M 0.18%
100,000
+10,000
+11% +$100K
QTI
134
QT Imaging Holdings
QTI
$36.2M
$989K 0.17%
+100,000
New +$990K
THCPU
135
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
$984K 0.17%
100,000
– –
BIOT
136
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$984K 0.17%
100,001
+10,001
+11% +$98.2K
BPMP
137
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$978K 0.17%
+63,915
New +$864K
FSNB
138
DELISTED
Fusion Acquisition Corp. II
FSNB
$970K 0.17%
99,999
+9,999
+11% +$97.3K
ALTU
139
DELISTED
Altitude Acquisition Corp
ALTU
$941K 0.17%
95,000
– –
IFIN.U
140
DELISTED
InFinT Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
IFIN.U
$903K 0.16%
+90,000
New +$905K
LFACU
141
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$902K 0.16%
+90,000
New +$910K
GIA.U
142
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$871K 0.15%
83,940
-116,060
-58% -$1.2M
ATH
143
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$856K 0.15%
10,273
+1,330
+15% +$109K
BSKY
144
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$853K 0.15%
+87,836
New +$856K
NRAC
145
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$798K 0.14%
+82,147
New +$800K
HMCO
146
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$797K 0.14%
81,539
– –
FAZE
147
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$791K 0.14%
+78,200
New +$798K
XLNX
148
DELISTED
Xilinx Inc
XLNX
$759K 0.13%
3,578
– –
VEEA
149
Veea Inc
VEEA
$8.87M
$737K 0.13%
75,787
+5,000
+7% +$48.6K
GAMCU
150
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$736K 0.13%
75,000
– –
4 5
6
7 8

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
OPCM
Osborne Partners Capital Management San Francisco, California $1.89B AUM 16.21% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.