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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCOA
126
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$1.3M 0.2%
134,158
– –
LUXA
127
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$1.3M 0.2%
+132,473
New +$1.3M
BENE
128
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$1.29M 0.2%
128,440
– –
GCAC
129
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$1.28M 0.19%
+129,344
New +$1.27M
BLTSU
130
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
$1.27M 0.19%
126,000
– –
LOCL icon
131
Local Bounti
LOCL
$22.8M
$1.26M 0.19%
9,730
+8,453
+662% +$1.09M
SCLEU
132
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$1.25M 0.19%
126,000
– –
NMMC
133
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$1.23M 0.19%
125,946
– –
KVSC
134
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1.23M 0.19%
125,645
– –
FRON
135
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$1.23M 0.19%
126,348
+21,462
+20% +$209K
FLAC
136
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$1.22M 0.18%
123,744
+34,300
+38% +$335K
NRGV icon
137
Energy Vault
NRGV
$517M
$1.2M 0.18%
+121,500
New +$1.18M
VIIAU
138
DELISTED
7GC & Co Holdings Unit
VIIAU
$1.18M 0.18%
117,323
– –
CAI
139
DELISTED
CAI International, Inc.
CAI
$1.16M 0.18%
20,816
-197,397
-90% -$11M
MONCU
140
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$1.13M 0.17%
112,600
– –
JUGGU
141
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$1.13M 0.17%
111,779
+548
+0.5% +$5.5K
AGCB
142
DELISTED
Altimeter Growth Corp 2
AGCB
$1.12M 0.17%
+113,400
New +$1.13M
PIII icon
143
P3 Health Partners
PIII
$32.7M
$1.12M 0.17%
2,273
– –
ALTI icon
144
AlTi Global
ALTI
$399M
$1.01M 0.15%
+102,258
New +$993K
OPA
145
DELISTED
Magnum Opus Acquisition Limited
OPA
$1.01M 0.15%
+101,815
New +$993K
EPHY
146
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$996K 0.15%
101,973
+8,133
+9% +$78.9K
THCPU
147
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
$985K 0.15%
+100,000
New +$990K
ALTU
148
DELISTED
Altitude Acquisition Corp
ALTU
$935K 0.14%
+95,000
New +$931K
LDTC
149
DELISTED
LeddarTech
LDTC
$922K 0.14%
189,000
– –
EMBK
150
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$915K 0.14%
4,605
– –
4 5
6
7 8

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.