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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$39.2M
Cap. Flow %
-11.01%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

Rank Stock Value
1
EV
Eaton Vance Corp.
EV
+$23.1M
2
TIF
Tiffany & Co.
TIF
+$22.5M
3
RP
RealPage, Inc.
RP
+$17.7M
4
VAR
Varian Medical Systems, Inc.
VAR
+$12.4M
5
WORK
Slack Technologies, Inc.
WORK
+$9.72M

Top Sells

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$39.6M
2
ADSW
Advanced Disposal Services Inc
ADSW
+$28.9M
3
WTW icon
Willis Towers Watson
WTW
+$23.4M
4
AIMT
Aimmune Therapeutics
AIMT
+$18.1M
5
IMMU
Immunomedics Inc
IMMU
+$17.8M

Sector Composition

Rank Sector Weight
1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLA.U
126
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$275K 0.08%
18,165
-89,935
-83% -$967K
VYGG
127
DELISTED
Vy Global Growth
VYGG
$268K 0.08%
+25,754
New +$269K
STND
128
DELISTED
Standard AVB Financial Corp. Common Stock
STND
$240K 0.07%
+7,375
New +$242K
FIT
129
DELISTED
Fitbit, Inc. Class A common stock
FIT
$177K 0.05%
25,974
-1,842
-7% -$13K
TWCT
130
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$175K 0.05%
+16,632
New +$167K
ACND.U
131
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
$166K 0.05%
15,800
– –
PRPB.U
132
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$148K 0.04%
14,855
– –
MCOM
133
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$138K 0.04%
+2
New +$151K
CPSR.U
134
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$137K 0.04%
12,640
– –
ADN
135
DELISTED
Advent Technologies
ADN
– –
-9,242
Closed -$2.87M
ARKO icon
136
ARKO Corp
ARKO
$863M
– –
-343,057
Closed -$3.43M
ASLE icon
137
AerSale
ASLE
$310M
– –
-177,679
Closed -$1.82M
ASTS icon
138
AST SpaceMobile
ASTS
$20.6B
– –
-416,645
Closed -$4.2M
BFLY icon
139
Butterfly Network
BFLY
$2.3B
– –
-100,399
Closed -$986K
CLOV icon
140
Clover Health Investments
CLOV
$2.21B
– –
-260,736
Closed -$3.25M
ETWO
141
DELISTED
E2open Parent Holdings
ETWO
– –
-14,999
Closed -$156K
GCMG icon
142
GCM Grosvenor
GCMG
$831M
– –
-277,381
Closed -$2.88M
MAPS
143
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-40,893
Closed -$414K
MNTS icon
144
Momentus
MNTS
$83.4M
– –
-9
Closed -$1.18M
MVST icon
145
Microvast
MVST
$286M
– –
-304,125
Closed -$3.1M
QS icon
146
QuantumScape Corp
QS
$3.43B
– –
-24,027
Closed -$402K
DM
147
DELISTED
Desktop Metal, Inc.
DM
– –
-1,385
Closed -$150K
SNAX
148
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-14,654
Closed -$2.25M
BMTX
149
DELISTED
BM Technologies, Inc.
BMTX
– –
-163,595
Closed -$1.69M
CLVR
150
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-439
Closed -$134K
4 5
6
7 8

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First Trust Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, First Trust Capital Management held 185 positions worth $356M, down 4.3% from $372M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Trust Capital Management withdrew a net $39.2M in Q4 2020, closing 51 positions and reducing 11 holdings. Its most notable exit was Livongo Health, Inc. Common Stock, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Eaton Vance Corp. worth $25.1M.

  • First Trust Capital Management's largest Q4 2020 buy was Eaton Vance Corp.: 369,209 shares worth $25.1M.
  • First Trust Capital Management added most to Tiffany & Co. in Q4 2020, an estimated $22.5M increase.
  • First Trust Capital Management's biggest Q4 2020 reduction was Willis Towers Watson, cutting an estimated $23.4M.
  • First Trust Capital Management fully exited Livongo Health, Inc. Common Stock in Q4 2020, selling an estimated $39.6M.
  • First Trust Capital Management's ten largest holdings make up 47% of its $356M portfolio in Q4 2020.
  • First Trust Capital Management opened 80 new positions and closed 51 in Q4 2020.
  • First Trust Capital Management's portfolio value fell 4.3% quarter-over-quarter to $356M.

Based on First Trust Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.