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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+35.09%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$56.4M
Cap. Flow
+$22.4M
Cap. Flow %
6.03%
Top 10 Hldgs %
60.07%
Holding
142
New
71
Increased
21
Reduced
8
Closed
37

Top Buys

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$34.4M
2
NGHC
National General Holdings Corp
NGHC
+$26.4M
3
VAR
Varian Medical Systems, Inc.
VAR
+$19.8M
4
RST
ROSETTA STONE INC
RST
+$14.1M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$12.8M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$50.3M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$37.1M
3
LOGM
LogMein, Inc.
LOGM
+$36.4M
4
LM
Legg Mason, Inc.
LM
+$34M
5
CZR
Caesars Entertainment Corporation
CZR
+$20.4M

Sector Composition

Rank Sector Weight
1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOC.U
126
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
– –
-26,386
Closed -$313K
IPOB.U
127
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-32,977
Closed -$414K
KCAC.U
128
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-63,200
Closed -$633K
FVAC.U
129
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-50,000
Closed -$515K
DPHCU
130
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
– –
-2
Closed –
DLPH
131
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-189,678
Closed -$2.69M
BREW
132
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-32,927
Closed -$507K
LOGM
133
DELISTED
LogMein, Inc.
LOGM
– –
-429,740
Closed -$36.4M
LM
134
DELISTED
Legg Mason, Inc.
LM
– –
-683,384
Closed -$34M
PTLA
135
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-620,366
Closed -$11.2M
IBKC
136
DELISTED
IBERIABANK Corp
IBKC
– –
-66,860
Closed -$3.04M
TECD
137
DELISTED
Tech Data Corp
TECD
– –
-3,787
Closed -$549K
IOTS
138
DELISTED
Adesto Technologies Corp
IOTS
– –
-1,215
Closed -$15K
TERP
139
DELISTED
TerraForm Power, Inc
TERP
– –
-27,040
Closed -$499K
MEET
140
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-83,174
Closed -$519K
EE
141
DELISTED
El Paso Electric Company
EE
– –
-340
Closed -$23K
CZR
142
DELISTED
Caesars Entertainment Corporation
CZR
– –
-1,685,722
Closed -$20.4M
2 3 4 5
6

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First Trust Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Capital Management held 142 positions worth $372M, up 18% from $316M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

First Trust Capital Management deployed $22.4M of net new capital in Q3 2020, opening 71 new positions and adding to 21 existing holdings. Its largest new stake was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Willis Towers Watson, an estimated $50.3M trimmed.

  • First Trust Capital Management's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.
  • First Trust Capital Management added most to Wright Medical Group Inc in Q3 2020, an estimated $3.76M increase.
  • First Trust Capital Management's biggest Q3 2020 reduction was Willis Towers Watson, cutting an estimated $50.3M.
  • First Trust Capital Management fully exited LogMein, Inc. in Q3 2020, selling an estimated $36.4M.
  • First Trust Capital Management's ten largest holdings make up 60% of its $372M portfolio in Q3 2020.
  • First Trust Capital Management opened 71 new positions and closed 37 in Q3 2020.
  • First Trust Capital Management's portfolio value rose 18% quarter-over-quarter to $372M.

Based on First Trust Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.