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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSAQ.U
101
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$1.52M 0.27%
150,000
– –
BMAC.U
102
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$1.52M 0.27%
+150,000
New +$1.53M
TGAAU
103
DELISTED
Target Global Acquisition I Corp. Unit
TGAAU
$1.49M 0.26%
+150,000
New +$1.49M
MTVC.U
104
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$1.49M 0.26%
+149,800
New +$1.5M
CLRMU
105
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
$1.48M 0.26%
148,750
+10,000
+7% +$99.7K
DHHCU
106
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$1.47M 0.26%
149,500
+10,000
+7% +$99K
TACA
107
DELISTED
Trepont Acquisition Corp I
TACA
$1.46M 0.26%
146,600
+14,660
+11% +$146K
LUXA
108
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$1.46M 0.26%
149,093
+16,620
+13% +$164K
SCOA
109
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$1.4M 0.25%
143,379
+9,221
+7% +$90.2K
GCAC
110
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$1.39M 0.24%
139,547
+10,203
+8% +$101K
DWIN.U
111
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.37M 0.24%
135,000
– –
FRON
112
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$1.33M 0.23%
135,714
+9,366
+7% +$91.4K
FLAC
113
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$1.33M 0.23%
136,247
+12,503
+10% +$123K
NRGV icon
114
Energy Vault
NRGV
$553M
$1.32M 0.23%
133,098
+11,598
+10% +$115K
VIIAU
115
DELISTED
7GC & Co Holdings Unit
VIIAU
$1.3M 0.23%
130,309
+12,986
+11% +$131K
NMMC
116
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$1.3M 0.23%
131,891
+5,945
+5% +$58.4K
SCLE
117
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$1.25M 0.22%
+126,000
New +$1.23M
CRU
118
DELISTED
Crucible Acquisition Corporation
CRU
$1.25M 0.22%
+127,998
New +$1.25M
EPHY
119
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$1.23M 0.22%
126,301
+24,328
+24% +$238K
KVSC
120
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1.23M 0.22%
125,645
– –
ARTA
121
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$1.21M 0.21%
+122,172
New +$1.21M
LFTR
122
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$1.14M 0.2%
+116,400
New +$1.14M
BTNB
123
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$1.13M 0.2%
113,847
+25,140
+28% +$250K
JUGGU
124
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$1.11M 0.2%
111,779
– –
PRPB
125
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$1.09M 0.19%
110,379
+40,560
+58% +$400K
3 4
5
6 7

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.