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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUCR
101
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$1.64M 0.25%
167,525
+100
+0.1% +$975
SWET
102
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$1.61M 0.24%
+164,872
New +$1.6M
BLUA.U
103
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.61M 0.24%
161,875
– –
NMMCU
104
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$1.6M 0.24%
156,849
– –
PICC.U
105
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.56M 0.24%
158,400
– –
ARYE
106
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$1.56M 0.24%
+158,000
New +$1.57M
LGAC
107
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$1.55M 0.24%
+159,340
New +$1.55M
GOAC
108
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.53M 0.23%
156,172
– –
RMGCU
109
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$1.53M 0.23%
154,854
– –
DSAQ.U
110
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$1.51M 0.23%
+150,000
New +$1.51M
TOI icon
111
The Oncology Institute
TOI
$513M
$1.48M 0.23%
149,344
+24,854
+20% +$247K
MAAC
112
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$1.43M 0.22%
143,281
+8,937
+7% +$88.7K
GRND icon
113
Grindr
GRND
$3.18B
$1.41M 0.21%
139,110
– –
HERA
114
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$1.4M 0.21%
144,007
+1,000
+0.7% +$9.75K
DHHCU
115
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$1.38M 0.21%
139,500
– –
CLRMU
116
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
$1.36M 0.21%
138,750
– –
ADER
117
DELISTED
26 Capital Acquisition Corp
ADER
$1.36M 0.21%
140,000
– –
HTPA
118
DELISTED
Highland Transcend Partners I Corp.
HTPA
$1.36M 0.21%
137,054
+1,154
+0.8% +$11.3K
ADEX.U
119
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
$1.35M 0.2%
135,000
– –
CVII
120
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$1.34M 0.2%
+138,370
New +$1.35M
ZNTE
121
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$1.34M 0.2%
132,997
+19,350
+17% +$195K
DWIN.U
122
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.33M 0.2%
135,000
– –
DAVE icon
123
Dave Inc
DAVE
$5.07B
$1.33M 0.2%
+4,196
New +$1.33M
SES icon
124
SES AI
SES
$218M
$1.33M 0.2%
+134,044
New +$1.33M
TACA
125
DELISTED
Trepont Acquisition Corp I
TACA
$1.31M 0.2%
131,940
– –
3 4
5
6 7

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.