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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$39.2M
Cap. Flow %
-11.01%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

Rank Stock Value
1
EV
Eaton Vance Corp.
EV
+$23.1M
2
TIF
Tiffany & Co.
TIF
+$22.5M
3
RP
RealPage, Inc.
RP
+$17.7M
4
VAR
Varian Medical Systems, Inc.
VAR
+$12.4M
5
WORK
Slack Technologies, Inc.
WORK
+$9.72M

Top Sells

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$39.6M
2
ADSW
Advanced Disposal Services Inc
ADSW
+$28.9M
3
WTW icon
Willis Towers Watson
WTW
+$23.4M
4
AIMT
Aimmune Therapeutics
AIMT
+$18.1M
5
IMMU
Immunomedics Inc
IMMU
+$17.8M

Sector Composition

Rank Sector Weight
1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
101
DELISTED
Proterra Inc. Common Stock
PTRA
$596K 0.17%
+53,820
New +$561K
RPLA
102
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$585K 0.16%
56,283
-7,630
-12% -$77.8K
AJAX.U
103
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$584K 0.16%
+47,078
New +$516K
TWCTU
104
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$565K 0.16%
+52,600
New +$539K
SCPE
105
DELISTED
SC Health Corporation
SCPE
$559K 0.16%
54,515
– –
ATIP
106
DELISTED
ATI Physical Therapy, Inc.
ATIP
$537K 0.15%
+1,000
New +$504K
MXIM
107
DELISTED
Maxim Integrated Products
MXIM
$532K 0.15%
+6,002
New +$474K
ML
108
DELISTED
MoneyLion Inc.
ML
$522K 0.15%
+1,539
New +$462K
XLNX
109
DELISTED
Xilinx Inc
XLNX
$492K 0.14%
+3,467
New +$451K
GFX.U
110
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$468K 0.13%
+45,000
New +$468K
ACKIU
111
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$463K 0.13%
+45,000
New +$458K
DUNEU
112
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$461K 0.13%
+45,000
New +$459K
RICE.U
113
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
$456K 0.13%
+40,320
New +$433K
QELL
114
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$452K 0.13%
+36,764
New +$433K
TXNM
115
TXNM Energy Inc
TXNM
$5.94B
$441K 0.12%
+9,092
New +$438K
RICE
116
DELISTED
Rice Acquisition Corp.
RICE
$440K 0.12%
+40,649
New +$436K
JIH.U
117
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$403K 0.11%
34,451
– –
WDR
118
DELISTED
Waddell & Reed Financial, Inc.
WDR
$398K 0.11%
+15,627
New +$301K
VRTU
119
DELISTED
Virtusa Corporation
VRTU
$381K 0.11%
+7,458
New +$375K
IPHI
120
DELISTED
INPHI CORPORATION
IPHI
$376K 0.11%
+2,342
New +$329K
TREB.U
121
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$375K 0.11%
32,408
-4,992
-13% -$53.2K
GSAH.U
122
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$360K 0.1%
31,600
– –
FTOC
123
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$350K 0.1%
+33,974
New +$335K
FST
124
DELISTED
FAST Acquisition Corp.
FST
$328K 0.09%
+31,992
New +$314K
BMCH
125
DELISTED
BMC Stock Holdings, Inc
BMCH
$302K 0.08%
+5,622
New +$260K
3 4
5
6 7

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First Trust Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, First Trust Capital Management held 185 positions worth $356M, down 4.3% from $372M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Trust Capital Management withdrew a net $39.2M in Q4 2020, closing 51 positions and reducing 11 holdings. Its most notable exit was Livongo Health, Inc. Common Stock, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Eaton Vance Corp. worth $25.1M.

  • First Trust Capital Management's largest Q4 2020 buy was Eaton Vance Corp.: 369,209 shares worth $25.1M.
  • First Trust Capital Management added most to Tiffany & Co. in Q4 2020, an estimated $22.5M increase.
  • First Trust Capital Management's biggest Q4 2020 reduction was Willis Towers Watson, cutting an estimated $23.4M.
  • First Trust Capital Management fully exited Livongo Health, Inc. Common Stock in Q4 2020, selling an estimated $39.6M.
  • First Trust Capital Management's ten largest holdings make up 47% of its $356M portfolio in Q4 2020.
  • First Trust Capital Management opened 80 new positions and closed 51 in Q4 2020.
  • First Trust Capital Management's portfolio value fell 4.3% quarter-over-quarter to $356M.

Based on First Trust Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.