FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
This Quarter Return
+35.07%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$372M
AUM Growth
+$372M
Cap. Flow
+$48.7M
Cap. Flow %
13.1%
Top 10 Hldgs %
60.07%
Holding
142
New
70
Increased
22
Reduced
8
Closed
37

Top Buys

1
LVGO
Livongo Health, Inc. Common Stock
LVGO
$39.6M
2
NGHC
National General Holdings Corp
NGHC
$26.9M
3
VAR
Varian Medical Systems, Inc.
VAR
$21.7M
4
AIMT
Aimmune Therapeutics, Inc.
AIMT
$18.1M
5
IMMU
Immunomedics Inc
IMMU
$17.8M

Top Sells

1
WTW icon
Willis Towers Watson
WTW
$51.4M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$38.5M
3
LOGM
LogMein, Inc.
LOGM
$36.4M
4
LM
Legg Mason, Inc.
LM
$34M
5
CZR
Caesars Entertainment Corporation
CZR
$20.4M

Sector Composition

1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETWO
101
DELISTED
E2open Parent Holdings
ETWO
$156K 0.04%
+14,999
New +$156K
PRPB.U
102
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$153K 0.04%
+14,855
New +$153K
DM
103
DELISTED
Desktop Metal, Inc.
DM
$150K 0.04%
13,846
-76,186
-85% -$825K
CLVR
104
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$134K 0.04%
+13,183
New +$134K
CPSR.U
105
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$129K 0.03%
+12,640
New +$129K
CZR
106
DELISTED
Caesars Entertainment Corporation
CZR
– –
-1,685,722
Closed -$20.4M
TECD
107
DELISTED
Tech Data Corp
TECD
– –
-3,787
Closed -$549K
IBKC
108
DELISTED
IBERIABANK Corp
IBKC
– –
-66,860
Closed -$3.05M
PTLA
109
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-620,366
Closed -$11.2M
LM
110
DELISTED
Legg Mason, Inc.
LM
– –
-683,384
Closed -$34M
LOGM
111
DELISTED
LogMein, Inc.
LOGM
– –
-429,740
Closed -$36.4M
BREW
112
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-32,927
Closed -$507K
DLPH
113
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-189,678
Closed -$2.7M
DPHCU
114
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
– –
-2
Closed –
FVAC.U
115
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-50,000
Closed -$515K
KCAC.U
116
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-63,200
Closed -$633K
IPOB.U
117
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-32,977
Closed -$414K
IPOC.U
118
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
– –
-26,386
Closed -$313K
SMMCU
119
DELISTED
South Mountain Merger Corp. Unit
SMMCU
– –
-50,000
Closed -$530K
THBRU
120
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-3,000
Closed -$32K
APXTU
121
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-100
Closed -$1K
ALUS.U
122
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-7,925
Closed -$80K
GXGXU
123
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-29,449
Closed -$306K
SOAC.U
124
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-50,000
Closed -$505K
DFPHU
125
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-50,000
Closed -$534K
2 3 4
5
6