We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+35.09%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$56.4M
Cap. Flow
+$22.4M
Cap. Flow %
6.03%
Top 10 Hldgs %
60.07%
Holding
142
New
71
Increased
21
Reduced
8
Closed
37

Top Buys

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$34.4M
2
NGHC
National General Holdings Corp
NGHC
+$26.4M
3
VAR
Varian Medical Systems, Inc.
VAR
+$19.8M
4
RST
ROSETTA STONE INC
RST
+$14.1M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$12.8M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$50.3M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$37.1M
3
LOGM
LogMein, Inc.
LOGM
+$36.4M
4
LM
Legg Mason, Inc.
LM
+$34M
5
CZR
Caesars Entertainment Corporation
CZR
+$20.4M

Sector Composition

Rank Sector Weight
1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETWO
101
DELISTED
E2open Parent Holdings
ETWO
$156K 0.04%
+14,999
New +$154K
PRPB.U
102
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$153K 0.04%
+14,855
New +$151K
DM
103
DELISTED
Desktop Metal, Inc.
DM
$150K 0.04%
1,385
-7,618
-85% -$823K
CLVR
104
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$134K 0.04%
+439
New +$135K
CPSR.U
105
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$129K 0.03%
+12,640
New +$129K
GB
106
DELISTED
Global Blue Group Holding
GB
– –
-225,000
Closed -$2.3M
MS icon
107
Morgan Stanley
MS
$341B
– –
-1,622
Closed -$78K
OPEN icon
108
Opendoor
OPEN
$3.97B
– –
-5,838
Closed -$66K
RVPH
109
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
– –
-9
Closed -$2K
FIRY
110
Firy Inc
FIRY
$146M
– –
-2,350
Closed -$516K
SPRU icon
111
Spruce Power Holding Corp
SPRU
$43.2M
– –
-7,135
Closed -$579K
CTEV
112
Claritev Corp
CTEV
$450M
– –
-1,250
Closed -$540K
ETRN
113
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-2,112,571
Closed -$17.6M
FSR
114
DELISTED
Fisker Inc.
FSR
– –
-65,842
Closed -$706K
GOEV
115
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-69
Closed -$340K
RIDE
116
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-3,209
Closed -$496K
PAYA
117
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-16,430
Closed -$183K
TRIT
118
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-85,106
Closed -$915K
DFPHU
119
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-50,000
Closed -$534K
SOAC.U
120
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-50,000
Closed -$505K
GXGXU
121
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-29,449
Closed -$306K
ALUS.U
122
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
– –
-7,925
Closed -$80K
APXTU
123
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-100
Closed -$1K
THBRU
124
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-3,000
Closed -$32K
SMMCU
125
DELISTED
South Mountain Merger Corp. Unit
SMMCU
– –
-50,000
Closed -$530K
2 3 4
5
6

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
QOP
Quinn Opportunity Partners Charlottesville, Virginia $1.92B AUM 31.26% 1-Year Est. Return

First Trust Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Capital Management held 142 positions worth $372M, up 18% from $316M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

First Trust Capital Management deployed $22.4M of net new capital in Q3 2020, opening 71 new positions and adding to 21 existing holdings. Its largest new stake was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Willis Towers Watson, an estimated $50.3M trimmed.

  • First Trust Capital Management's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.
  • First Trust Capital Management added most to Wright Medical Group Inc in Q3 2020, an estimated $3.76M increase.
  • First Trust Capital Management's biggest Q3 2020 reduction was Willis Towers Watson, cutting an estimated $50.3M.
  • First Trust Capital Management fully exited LogMein, Inc. in Q3 2020, selling an estimated $36.4M.
  • First Trust Capital Management's ten largest holdings make up 60% of its $372M portfolio in Q3 2020.
  • First Trust Capital Management opened 71 new positions and closed 37 in Q3 2020.
  • First Trust Capital Management's portfolio value rose 18% quarter-over-quarter to $372M.

Based on First Trust Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.