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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
-$189M
Cap. Flow
-$207M
Cap. Flow %
-15.84%
Top 10 Hldgs %
46.15%
Holding
143
New
28
Increased
10
Reduced
24
Closed
50

Top Buys

Rank Stock Value
1
ROIC
Retail Opportunity Investments Corp.
ROIC
+$88.8M
2
HTLF
Heartland Financial USA, Inc.
HTLF
+$71.8M
3
SMAR
Smartsheet Inc.
SMAR
+$67M
4
B
Barnes Group Inc.
B
+$48M
5
JWN
Nordstrom
JWN
+$31.4M

Top Sells

Rank Stock Value
1
AGR
Avangrid, Inc.
AGR
+$101M
2
MRO
Marathon Oil Corporation
MRO
+$87M
3
SQSP
Squarespace, Inc.
SQSP
+$73.5M
4
SRCL
Stericycle Inc
SRCL
+$73.4M
5
NVEI
Nuvei Corporation Subordinate Voting Shares
NVEI
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 49.94%
2 Technology 18.59%
3 Industrials 7.26%
4 Real Estate 7.04%
5 Consumer Staples 5.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGR
76
DELISTED
Enstar Group
ESGR
$875K 0.07%
+2,717
New +$879K
HES
77
DELISTED
Hess
HES
$831K 0.06%
6,247
-207
-3% -$28.9K
CAPN
78
Cayson Acquisition Corp
CAPN
$58.7M
$754K 0.06%
+75,000
New +$749K
FYBR
79
DELISTED
Frontier Communications
FYBR
$710K 0.05%
+20,460
New +$717K
MGRC icon
80
McGrath RentCorp
MGRC
$2.91B
$709K 0.05%
6,338
-218
-3% -$25K
CHX
81
DELISTED
ChampionX
CHX
$661K 0.05%
24,327
-838
-3% -$24.9K
SRDX
82
DELISTED
Surmodics
SRDX
$650K 0.05%
16,405
-1,172
-7% -$45.6K
QETA icon
83
Quetta Acquisition Corp
QETA
$633K 0.05%
60,000
– –
IBTX
84
DELISTED
Independent Bank Group, Inc.
IBTX
$571K 0.04%
9,414
-324
-3% -$20.1K
FPE icon
85
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$362K 0.03%
20,444
-1,778
-8% -$31.9K
CFFS
86
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$278K 0.02%
24,640
– –
ET icon
87
Energy Transfer Partners
ET
$69.9B
$250K 0.02%
12,747
-2,736
-18% -$48.5K
MPLX icon
88
MPLX
MPLX
$59.6B
$224K 0.02%
4,681
-1,204
-20% -$56K
EPD icon
89
Enterprise Products Partners
EPD
$82B
$215K 0.02%
6,869
-641
-9% -$19.7K
WES icon
90
Western Midstream Partners
WES
$19.3B
$215K 0.02%
5,586
-1,710
-23% -$66K
PAA icon
91
Plains All American Pipeline
PAA
$17.1B
$195K 0.01%
11,398
-2,837
-20% -$49.4K
TAVIR
92
Tavia Acquisition Corp Right
TAVIR
$60K ﹤0.01%
+500,000
New +$63K
FSHPR
93
Flag Ship Acquisition Corp Right
FSHPR
$55.8K ﹤0.01%
506,475
– –
ACI icon
94
Albertsons Companies
ACI
$5.59B
– –
-76,604
Closed -$1.42M
ALCY
95
DELISTED
Alchemy Investments Acquisition Corp 1
ALCY
– –
-841,317
Closed -$9.15M
AMCI
96
AMC Robotics
AMCI
$106M
– –
-556,839
Closed -$6.2M
CPRI icon
97
Capri Holdings
CPRI
$1.87B
– –
-12,945
Closed -$549K
ESHA
98
DELISTED
ESH Acquisition Corp
ESHA
– –
-283,000
Closed -$3M
KVAC icon
99
Keen Vision Acquisition Corp
KVAC
$63.4M
– –
-1,441,000
Closed -$15.5M
CCIX
100
DELISTED
Churchill Capital Corp IX
CCIX
– –
-123,762
Closed -$1.24M
2 3
4
5 6

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First Trust Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, First Trust Capital Management held 143 positions worth $1.31B, down 13% from $1.5B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

First Trust Capital Management withdrew a net $207M in Q4 2024, closing 50 positions and reducing 24 holdings. Its most notable exit was Avangrid, Inc., an estimated $101M position sold in full.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 42% a quarter earlier, followed by Technology and Industrials.

Against the trend, First Trust Capital Management opened a new position in Retail Opportunity Investments Corp. worth $92.2M.

  • First Trust Capital Management's largest Q4 2024 buy was Retail Opportunity Investments Corp.: 5,308,294 shares worth $92.2M.
  • First Trust Capital Management added most to Heartland Financial USA, Inc. in Q4 2024, an estimated $71.8M increase.
  • First Trust Capital Management's biggest Q4 2024 reduction was Spring Valley Acquisition Corp II, cutting an estimated $18.3M.
  • First Trust Capital Management fully exited Avangrid, Inc. in Q4 2024, selling an estimated $101M.
  • First Trust Capital Management's ten largest holdings make up 46% of its $1.31B portfolio in Q4 2024.
  • First Trust Capital Management opened 28 new positions and closed 50 in Q4 2024.
  • First Trust Capital Management's portfolio value fell 13% quarter-over-quarter to $1.31B.

Based on First Trust Capital Management's 13F filing for Q4 2024, filed 14 Feb 2025.