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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMIVU
76
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$1.99M 0.35%
200,000
– –
ASZ
77
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$1.94M 0.34%
+200,000
New +$1.96M
EPWR.U
78
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$1.9M 0.33%
191,998
+11,998
+7% +$120K
SRSAU
79
DELISTED
Sarissa Capital Acquisition Corp. Unit
SRSAU
$1.87M 0.33%
185,215
+5,215
+3% +$52.8K
MLAC
80
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$1.84M 0.32%
184,134
– –
ZWRKU
81
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$1.83M 0.32%
185,000
– –
TWNI.U
82
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$1.83M 0.32%
185,000
– –
SCOAU
83
DELISTED
ScION Tech Growth I Unit
SCOAU
$1.81M 0.32%
182,279
+10,279
+6% +$103K
ESACU
84
DELISTED
ESGEN Acquisition Corporation Unit
ESACU
$1.78M 0.31%
+176,000
New +$1.78M
RACB
85
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$1.78M 0.31%
181,936
+13,000
+8% +$128K
SANBU
86
DELISTED
Sanaby Health Acquisition Corp. I Unit
SANBU
$1.77M 0.31%
+175,000
New +$1.77M
ALTI icon
87
AlTi Global
ALTI
$430M
$1.73M 0.3%
175,406
+73,148
+72% +$724K
ORIAU
88
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
$1.73M 0.3%
175,000
– –
SWET
89
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$1.71M 0.3%
174,872
+10,000
+6% +$97.6K
BNZI icon
90
Banzai International
BNZI
$6.43M
$1.7M 0.3%
17
– –
BLUA.U
91
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.7M 0.3%
171,875
+10,000
+6% +$99.7K
FOUN
92
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
$1.69M 0.3%
+169,700
New +$1.68M
GOAC
93
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.68M 0.29%
170,709
+14,537
+9% +$143K
ARYE
94
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$1.65M 0.29%
170,000
+12,000
+8% +$118K
EUCR
95
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$1.64M 0.29%
167,525
– –
HTPA
96
DELISTED
Highland Transcend Partners I Corp.
HTPA
$1.59M 0.28%
160,475
+23,421
+17% +$233K
PICC.U
97
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.57M 0.28%
158,400
– –
RMGCU
98
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$1.54M 0.27%
154,854
– –
GRND icon
99
Grindr
GRND
$3.18B
$1.53M 0.27%
151,045
+11,935
+9% +$121K
ROSEU
100
DELISTED
Rose Hill Acquisition Corporation Unit
ROSEU
$1.53M 0.27%
+150,000
New +$1.51M
2 3
4
5 6

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.