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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCV
76
DELISTED
Churchill Capital Corp V
CCV
$2.02M 0.31%
206,700
– –
HCIC
77
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.01M 0.31%
+203,838
New +$2.03M
FMIVU
78
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$2M 0.3%
200,000
– –
SLAC
79
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$2M 0.3%
+204,287
New +$1.98M
HZON
80
DELISTED
Horizon Acquisition Corporation II
HZON
$1.99M 0.3%
203,186
– –
RBAC
81
DELISTED
RedBall Acquisition Corp.
RBAC
$1.91M 0.29%
194,510
– –
BLSA
82
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$1.91M 0.29%
191,272
– –
CXP
83
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1.87M 0.28%
+98,160
New +$1.71M
HCCC
84
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$1.86M 0.28%
+188,630
New +$1.85M
TWNI.U
85
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$1.83M 0.28%
185,000
– –
ZWRKU
86
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$1.83M 0.28%
185,000
– –
CFV
87
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$1.83M 0.28%
+185,025
New +$1.82M
MLAC
88
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$1.83M 0.28%
184,134
-34,334
-16% -$340K
CFIV
89
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$1.83M 0.28%
187,642
– –
EPWR.U
90
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$1.8M 0.27%
180,000
– –
SRSAU
91
DELISTED
Sarissa Capital Acquisition Corp. Unit
SRSAU
$1.78M 0.27%
180,000
– –
BTWN
92
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$1.75M 0.26%
178,083
+92,983
+109% +$917K
ABX
93
Abacus Global Management
ABX
$1.01B
$1.74M 0.26%
176,283
– –
ORIAU
94
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
$1.73M 0.26%
175,000
– –
NAACU
95
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$1.72M 0.26%
173,000
– –
SCOAU
96
DELISTED
ScION Tech Growth I Unit
SCOAU
$1.72M 0.26%
172,000
– –
IPVF
97
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$1.67M 0.25%
+168,526
New +$1.65M
VYGG
98
DELISTED
Vy Global Growth
VYGG
$1.67M 0.25%
169,971
– –
RACB
99
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$1.66M 0.25%
168,936
– –
BNZI icon
100
Banzai International
BNZI
$6.56M
$1.65M 0.25%
17
– –
2 3
4
5 6

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.