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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$153M
Cap. Flow %
29.82%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$20.3M
2
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$19.9M
3
IPHI
INPHI CORPORATION
IPHI
+$18.1M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
+$15.3M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
+$13M

Top Sells

Rank Stock Value
1
NGHC
National General Holdings Corp
NGHC
+$28.4M
2
EV
Eaton Vance Corp.
EV
+$25.1M
3
TIF
Tiffany & Co.
TIF
+$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYGG
76
DELISTED
Vy Global Growth
VYGG
$1.72M 0.34%
169,971
+144,217
+560% +$1.59M
HCCCU
77
DELISTED
Healthcare Capital Corp. Unit
HCCCU
$1.7M 0.33%
+172,000
New +$1.76M
UPH
78
DELISTED
UpHealth, Inc.
UPH
$1.64M 0.32%
+16,392
New +$1.69M
SWETU
79
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$1.63M 0.32%
+164,873
New +$1.7M
MLAC
80
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$1.63M 0.32%
+164,695
New +$1.66M
BLUA.U
81
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.61M 0.32%
+161,875
New +$1.66M
NMMCU
82
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$1.61M 0.31%
157,230
+34,415
+28% +$377K
PICC.U
83
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.58M 0.31%
+158,400
New +$1.63M
RBOT
84
DELISTED
Vicarious Surgical
RBOT
$1.55M 0.3%
+5,197
New +$1.59M
EMBK
85
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$1.54M 0.3%
+7,775
New +$1.55M
SRNGU
86
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$1.54M 0.3%
+152,500
New +$1.59M
RMGCU
87
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$1.54M 0.3%
+154,854
New +$1.61M
GOAC
88
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.54M 0.3%
+156,172
New +$1.6M
GNRS
89
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$1.53M 0.3%
+153,827
New +$1.59M
XPOA
90
DELISTED
DPCM Capital, Inc.
XPOA
$1.52M 0.3%
+153,825
New +$1.62M
YAC
91
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$1.5M 0.29%
+151,799
New +$1.57M
TMC icon
92
TMC The Metals Company
TMC
$1.59B
$1.49M 0.29%
149,610
+3,458
+2% +$37.6K
LVOX
93
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$1.45M 0.28%
143,617
-317,990
-69% -$3.27M
CCV
94
DELISTED
Churchill Capital Corp V
CCV
$1.44M 0.28%
+145,864
New +$1.57M
GRND icon
95
Grindr
GRND
$3.18B
$1.4M 0.27%
+139,110
New +$1.47M
GMBTU
96
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$1.39M 0.27%
+138,000
New +$1.46M
DHHCU
97
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$1.38M 0.27%
+139,500
New +$1.46M
CLRMU
98
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
$1.38M 0.27%
+138,750
New +$1.41M
DWIN.U
99
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.35M 0.26%
135,000
– –
GIGGU
100
DELISTED
GigCapital4, Inc. Unit
GIGGU
$1.33M 0.26%
+135,000
New +$1.37M
2 3
4
5 6

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First Trust Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Capital Management held 301 positions worth $511M, up 44% from $356M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

First Trust Capital Management deployed $153M of net new capital in Q1 2021, opening 167 new positions and adding to 24 existing holdings. Its largest new stake was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was LiveVox Holding, Inc. Class A Common Stock, an estimated $3.27M trimmed.

  • First Trust Capital Management's largest Q1 2021 buy was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.
  • First Trust Capital Management added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $20.3M increase.
  • First Trust Capital Management's biggest Q1 2021 reduction was LiveVox Holding, Inc. Class A Common Stock, cutting an estimated $3.27M.
  • First Trust Capital Management fully exited National General Holdings Corp in Q1 2021, selling an estimated $28.4M.
  • First Trust Capital Management's ten largest holdings make up 43% of its $511M portfolio in Q1 2021.
  • First Trust Capital Management opened 167 new positions and closed 86 in Q1 2021.
  • First Trust Capital Management's portfolio value rose 44% quarter-over-quarter to $511M.

Based on First Trust Capital Management's 13F filing for Q1 2021, filed 17 May 2021.