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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$39.2M
Cap. Flow %
-11.01%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

Rank Stock Value
1
EV
Eaton Vance Corp.
EV
+$23.1M
2
TIF
Tiffany & Co.
TIF
+$22.5M
3
RP
RealPage, Inc.
RP
+$17.7M
4
VAR
Varian Medical Systems, Inc.
VAR
+$12.4M
5
WORK
Slack Technologies, Inc.
WORK
+$9.72M

Top Sells

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$39.6M
2
ADSW
Advanced Disposal Services Inc
ADSW
+$28.9M
3
WTW icon
Willis Towers Watson
WTW
+$23.4M
4
AIMT
Aimmune Therapeutics
AIMT
+$18.1M
5
IMMU
Immunomedics Inc
IMMU
+$17.8M

Sector Composition

Rank Sector Weight
1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTW icon
76
Willis Towers Watson
WTW
$31.5B
$1.1M 0.31%
5,210
-113,696
-96% -$23.4M
ANH
77
DELISTED
Anworth Mortgage Asset Corporation
ANH
$1.08M 0.3%
+399,418
New +$829K
ME
78
DELISTED
23andMe Holding Co
ME
$1.05M 0.3%
+4,599
New +$1.03M
CFIVU
79
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$1.02M 0.29%
+99,000
New +$1.02M
SPFR.U
80
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$995K 0.28%
+90,000
New +$974K
PE
81
DELISTED
PARSLEY ENERGY INC
PE
$939K 0.26%
+66,102
New +$787K
SVOKU
82
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
$932K 0.26%
+90,000
New +$930K
MLACU
83
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
$866K 0.24%
84,345
– –
NHICU
84
DELISTED
NewHold Investment Corp. Unit
NHICU
$857K 0.24%
82,116
– –
IPOF.U
85
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
$836K 0.24%
+64,790
New +$709K
TEKKU
86
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
$816K 0.23%
+75,866
New +$778K
CXO
87
DELISTED
CONCHO RESOURCES INC.
CXO
$813K 0.23%
+13,926
New +$733K
AONE.U
88
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
$770K 0.22%
67,626
– –
RAACU
89
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$765K 0.22%
+73,440
New +$761K
TOI icon
90
The Oncology Institute
TOI
$513M
$744K 0.21%
68,884
– –
EDTXU
91
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$697K 0.2%
+67,500
New +$689K
GRSVU
92
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$689K 0.19%
63,945
– –
WTRE
93
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$674K 0.19%
+19,480
New +$666K
ERESU
94
DELISTED
East Resources Acquisition Company Unit
ERESU
$666K 0.19%
62,998
– –
EIGI
95
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$660K 0.19%
+69,882
New +$578K
CMLFU
96
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$651K 0.18%
56,096
-56,506
-50% -$609K
HECCU
97
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$637K 0.18%
55,857
– –
WGS icon
98
GeneDx Holdings
WGS
$2.1B
$626K 0.18%
+1,718
New +$599K
LATN
99
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$624K 0.18%
60,011
– –
CBMG
100
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
$601K 0.17%
32,688
-2,925
-8% -$53.3K
2 3
4
5 6

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First Trust Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, First Trust Capital Management held 185 positions worth $356M, down 4.3% from $372M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Trust Capital Management withdrew a net $39.2M in Q4 2020, closing 51 positions and reducing 11 holdings. Its most notable exit was Livongo Health, Inc. Common Stock, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Eaton Vance Corp. worth $25.1M.

  • First Trust Capital Management's largest Q4 2020 buy was Eaton Vance Corp.: 369,209 shares worth $25.1M.
  • First Trust Capital Management added most to Tiffany & Co. in Q4 2020, an estimated $22.5M increase.
  • First Trust Capital Management's biggest Q4 2020 reduction was Willis Towers Watson, cutting an estimated $23.4M.
  • First Trust Capital Management fully exited Livongo Health, Inc. Common Stock in Q4 2020, selling an estimated $39.6M.
  • First Trust Capital Management's ten largest holdings make up 47% of its $356M portfolio in Q4 2020.
  • First Trust Capital Management opened 80 new positions and closed 51 in Q4 2020.
  • First Trust Capital Management's portfolio value fell 4.3% quarter-over-quarter to $356M.

Based on First Trust Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.