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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+14.38%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$522M
AUM Growth
-$122M
Cap. Flow
-$152M
Cap. Flow %
-29.13%
Top 10 Hldgs %
50.03%
Holding
79
New
28
Increased
10
Reduced
6
Closed
30

Top Buys

Rank Stock Value
1
BWLD
Buffalo Wild Wings, Inc.
BWLD
+$34.3M
2
BSFT
BroadSoft, Inc.
BSFT
+$23.8M
3
BDX icon
Becton Dickinson
BDX
+$23.6M
4
CUDA
Barracuda Networks, Inc.
CUDA
+$21.6M
5
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$14.8M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$72M
2
BCR
CR Bard Inc.
BCR
+$58.9M
3
TWX
Time Warner Inc
TWX
+$49M
4
KITE
Kite Pharma, Inc.
KITE
+$30.7M
5
VWR
VWR Corporation
VWR
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 31.92%
2 Communication Services 15.22%
3 Consumer Discretionary 11.02%
4 Healthcare 8.67%
5 Financials 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCR
76
DELISTED
CR Bard Inc.
BCR
– –
-183,763
Closed -$58.9M
NDRM
77
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
– –
-422,771
Closed -$16.4M
FPO
78
DELISTED
First Potomac Realty Trust
FPO
– –
-60,426
Closed -$673K
DDC
79
DELISTED
Dominion Diamond Corporation
DDC
– –
-1,107,326
Closed -$15.7M
1 2 3
4

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First Trust Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, First Trust Capital Management held 79 positions worth $522M, down 19% from $644M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

First Trust Capital Management withdrew a net $152M in Q4 2017, closing 30 positions and reducing 6 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 15% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, First Trust Capital Management opened a new position in Buffalo Wild Wings, Inc. worth $40.7M.

  • First Trust Capital Management's largest Q4 2017 buy was Buffalo Wild Wings, Inc.: 260,574 shares worth $40.7M.
  • First Trust Capital Management added most to Donnelley Financial Solutions in Q4 2017, an estimated $10.7M increase.
  • First Trust Capital Management's biggest Q4 2017 reduction was Straight Path Communications Inc., cutting an estimated $10M.
  • First Trust Capital Management fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $72M.
  • First Trust Capital Management's ten largest holdings make up 50% of its $522M portfolio in Q4 2017.
  • First Trust Capital Management opened 28 new positions and closed 30 in Q4 2017.
  • First Trust Capital Management's portfolio value fell 19% quarter-over-quarter to $522M.

Based on First Trust Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.