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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+9.1%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$644M
AUM Growth
-$219M
Cap. Flow
-$248M
Cap. Flow %
-38.43%
Top 10 Hldgs %
57.29%
Holding
91
New
17
Increased
12
Reduced
17
Closed
40

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$48.5M
2
LVLT
Level 3 Communications Inc
LVLT
+$47M
3
RICE
Rice Energy Inc.
RICE
+$26.5M
4
KITE
Kite Pharma, Inc.
KITE
+$23.8M
5
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
+$15.6M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$56.3M
2
RAI
Reynolds American Inc
RAI
+$56.2M
3
OKE icon
Oneok
OKE
+$55.7M
4
WOOF
VCA Inc.
WOOF
+$36.2M
5
PNRA
Panera Bread Co
PNRA
+$35.2M

Sector Composition

Rank Sector Weight
1 Communication Services 19.09%
2 Industrials 17.55%
3 Technology 14.78%
4 Energy 6.73%
5 Financials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRXL
76
DELISTED
Parexel International Corp
PRXL
– –
-26,927
Closed -$2.34M
VTTI
77
DELISTED
VTTI Energy Partners LP
VTTI
– –
-467,179
Closed -$9.18M
DFT
78
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-296,945
Closed -$18.2M
NVDQ
79
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-118,618
Closed -$1.39M
MBLY
80
DELISTED
Mobileye N.V.
MBLY
– –
-897,156
Closed -$56.3M
WFM
81
DELISTED
Whole Foods Market Inc
WFM
– –
-75,000
Closed -$3.16M
NUTR
82
DELISTED
Nutraceutical International Co
NUTR
– –
-141,897
Closed -$5.91M
SPNC
83
DELISTED
Spectranetics Corp
SPNC
– –
-66,023
Closed -$2.54M
ENOC
84
DELISTED
EnerNOC, Inc.
ENOC
– –
-3,011
Closed -$23.3K
RAI
85
DELISTED
Reynolds American Inc
RAI
– –
-863,453
Closed -$56.2M
PNRA
86
DELISTED
Panera Bread Co
PNRA
– –
-111,728
Closed -$35.2M
ELOS
87
DELISTED
Syneron Medical Ltd
ELOS
– –
-880,715
Closed -$9.64M
KATE
88
DELISTED
Kate Spade & Company
KATE
– –
-1,399,914
Closed -$25.9M
WPT
89
DELISTED
World Point Terminals, LP
WPT
– –
-818,367
Closed -$14.1M
CCN
90
DELISTED
CardConnect Corp.
CCN
– –
-668,681
Closed -$10.1M
WOOF
91
DELISTED
VCA Inc.
WOOF
– –
-391,743
Closed -$36.2M
1 2 3
4

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First Trust Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, First Trust Capital Management held 91 positions worth $644M, down 25% from $863M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

First Trust Capital Management withdrew a net $248M in Q3 2017, closing 40 positions and reducing 17 holdings. Its most notable exit was Mobileye N.V., an estimated $56.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 8% a quarter earlier, followed by Industrials and Technology.

Against the trend, First Trust Capital Management opened a new position in Time Warner Inc worth $49M.

  • First Trust Capital Management's largest Q3 2017 buy was Time Warner Inc: 478,189 shares worth $49M.
  • First Trust Capital Management added most to Level 3 Communications Inc in Q3 2017, an estimated $47M increase.
  • First Trust Capital Management's biggest Q3 2017 reduction was NXP Semiconductors, cutting an estimated $21.8M.
  • First Trust Capital Management fully exited Mobileye N.V. in Q3 2017, selling an estimated $56.3M.
  • First Trust Capital Management's ten largest holdings make up 57% of its $644M portfolio in Q3 2017.
  • First Trust Capital Management opened 17 new positions and closed 40 in Q3 2017.
  • First Trust Capital Management's portfolio value fell 25% quarter-over-quarter to $644M.

Based on First Trust Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.