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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMBT
51
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$2.65M 0.4%
+268,217
New +$2.63M
CHPM
52
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$2.58M 0.39%
257,886
– –
ATA.U
53
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$2.57M 0.39%
251,333
– –
MBAC
54
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$2.57M 0.39%
+259,531
New +$2.54M
COLIU
55
DELISTED
Colicity Inc. Units
COLIU
$2.56M 0.39%
258,555
– –
AVAN
56
DELISTED
Avanti Acquisition Corp.
AVAN
$2.55M 0.39%
260,292
– –
CTAQU
57
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$2.49M 0.38%
250,000
– –
COOL
58
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$2.49M 0.38%
254,819
– –
HLGN
59
DELISTED
Heliogen, Inc.
HLGN
$2.47M 0.37%
+7,098
New +$2.46M
TRIL
60
DELISTED
Trillium Therapeutics Inc.
TRIL
$2.43M 0.37%
+138,187
New +$1.61M
CRHC
61
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$2.33M 0.35%
237,525
+110,167
+87% +$1.08M
FRGE
62
DELISTED
Forge Global Holdings
FRGE
$2.33M 0.35%
+15,668
New +$2.3M
YAC
63
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$2.3M 0.35%
232,999
– –
KVSA
64
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$2.29M 0.35%
232,506
+150,000
+182% +$1.48M
PIPP
65
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.25M 0.34%
+230,940
New +$2.25M
HIGA
66
DELISTED
H.I.G. Acquisition Corp.
HIGA
$2.19M 0.33%
224,465
– –
PHIC
67
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$2.17M 0.33%
221,953
– –
SVOK
68
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$2.1M 0.32%
211,978
+97,931
+86% +$968K
GPGI
69
GPGI Inc
GPGI
$3.83B
$2.09M 0.32%
249,386
+92,717
+59% +$778K
EBACU
70
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$2.09M 0.32%
210,000
– –
NSTB
71
DELISTED
Northern Star Investment Corp. II
NSTB
$2.07M 0.31%
+208,022
New +$2.06M
PMVC
72
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$2.06M 0.31%
210,167
– –
GIA.U
73
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$2.06M 0.31%
+200,000
New +$2.04M
KWAC
74
DELISTED
Kingswood Acquisition Corp.
KWAC
$2.03M 0.31%
200,814
– –
OACB
75
DELISTED
Oaktree Acquisition Corp. II
OACB
$2.02M 0.31%
206,564
– –
1 2
3
4 5

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.