We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+35.09%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$56.4M
Cap. Flow
+$22.4M
Cap. Flow %
6.03%
Top 10 Hldgs %
60.07%
Holding
142
New
71
Increased
21
Reduced
8
Closed
37

Top Buys

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$34.4M
2
NGHC
National General Holdings Corp
NGHC
+$26.4M
3
VAR
Varian Medical Systems, Inc.
VAR
+$19.8M
4
RST
ROSETTA STONE INC
RST
+$14.1M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$12.8M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$50.3M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$37.1M
3
LOGM
LogMein, Inc.
LOGM
+$36.4M
4
LM
Legg Mason, Inc.
LM
+$34M
5
CZR
Caesars Entertainment Corporation
CZR
+$20.4M

Sector Composition

Rank Sector Weight
1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPR.U
51
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$1.47M 0.39%
+135,000
New +$1.46M
RBAC.U
52
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$1.44M 0.39%
+135,900
New +$1.4M
BTAQU
53
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$1.31M 0.35%
+131,745
New +$1.31M
ACEVU
54
DELISTED
ACE Convergence Acquisition Corp
ACEVU
$1.26M 0.34%
+122,728
New +$1.23M
CMLFU
55
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$1.18M 0.32%
+112,602
New +$1.18M
FAII.U
56
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$1.18M 0.32%
+114,405
New +$1.17M
MNTS icon
57
Momentus
MNTS
$88.3M
$1.18M 0.32%
+9
New +$1.12M
CLA.U
58
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$1.08M 0.29%
+108,100
New +$1.07M
TMC icon
59
TMC The Metals Company
TMC
$1.66B
$1.03M 0.28%
+101,152
New +$1.01M
BFLY icon
60
Butterfly Network
BFLY
$2.28B
$986K 0.27%
+100,399
New +$995K
BFT.U
61
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$857K 0.23%
+84,055
New +$860K
MLACU
62
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
$839K 0.23%
+84,345
New +$839K
NHICU
63
DELISTED
NewHold Investment Corp. Unit
NHICU
$826K 0.22%
+82,116
New +$818K
JCAP
64
DELISTED
Jernigan Capital, Inc.
JCAP
$815K 0.22%
+47,540
New +$761K
AONE.U
65
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
$737K 0.2%
+67,626
New +$707K
LOTZ
66
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$736K 0.2%
72,048
+26,587
+58% +$273K
BOWXU
67
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$721K 0.19%
+70,290
New +$716K
TOI icon
68
The Oncology Institute
TOI
$513M
$715K 0.19%
+68,884
New +$716K
GRSVU
69
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$662K 0.18%
+63,945
New +$653K
CBMG
70
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
$653K 0.18%
+35,613
New +$599K
FUSE.U
71
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$651K 0.18%
63,200
– –
RPLA
72
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$651K 0.18%
63,913
+42,525
+199% +$435K
ERESU
73
DELISTED
East Resources Acquisition Company Unit
ERESU
$636K 0.17%
+62,998
New +$630K
HUD
74
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$634K 0.17%
+83,397
New +$506K
LATN
75
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$596K 0.16%
60,011
+13,101
+28% +$131K
1 2
3
4 5

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
QOP
Quinn Opportunity Partners Charlottesville, Virginia $1.92B AUM 31.26% 1-Year Est. Return

First Trust Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Capital Management held 142 positions worth $372M, up 18% from $316M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

First Trust Capital Management deployed $22.4M of net new capital in Q3 2020, opening 71 new positions and adding to 21 existing holdings. Its largest new stake was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Willis Towers Watson, an estimated $50.3M trimmed.

  • First Trust Capital Management's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.
  • First Trust Capital Management added most to Wright Medical Group Inc in Q3 2020, an estimated $3.76M increase.
  • First Trust Capital Management's biggest Q3 2020 reduction was Willis Towers Watson, cutting an estimated $50.3M.
  • First Trust Capital Management fully exited LogMein, Inc. in Q3 2020, selling an estimated $36.4M.
  • First Trust Capital Management's ten largest holdings make up 60% of its $372M portfolio in Q3 2020.
  • First Trust Capital Management opened 71 new positions and closed 37 in Q3 2020.
  • First Trust Capital Management's portfolio value rose 18% quarter-over-quarter to $372M.

Based on First Trust Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.