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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+29.79%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$316M
AUM Growth
+$7.89M
Cap. Flow
-$23.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
82.34%
Holding
64
New
27
Increased
9
Reduced
6
Closed
22

Top Buys

Rank Stock Value
1
LPT
Liberty Property Trust
LPT
+$66.5M
2
AGN
Allergan plc
AGN
+$30.2M
3
INXN
Interxion Holding N.V.
INXN
+$25.7M
4
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$23.3M
5
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$15.3M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$60.8M
2
CELG
Celgene Corp
CELG
+$42.7M
3
VIAB
Viacom Inc. Class B
VIAB
+$38.6M
4
BN icon
Brookfield
BN
+$38.1M
5
MDSO
Medidata Solutions, Inc.
MDSO
+$22.6M

Sector Composition

Rank Sector Weight
1 Healthcare 29.7%
2 Energy 9.59%
3 Communication Services 8.35%
4 Technology 7.02%
5 Industrials 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRCM
51
DELISTED
CARE.COM, INC.
CRCM
– –
-100,337
Closed -$1.05M
PSDO
52
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-327,608
Closed -$5.54M
STI
53
DELISTED
SunTrust Banks, Inc.
STI
– –
-1,108,388
Closed -$60.8M
SEMG
54
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-713,230
Closed -$11.7M
CBM
55
DELISTED
Cambrex Corporation
CBM
– –
-229,380
Closed -$13.6M
VIAB
56
DELISTED
Viacom Inc. Class B
VIAB
– –
-1,605,781
Closed -$38.6M
OLBK
57
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-87,554
Closed -$2.54M
AVDR
58
DELISTED
Avedro, Inc Common Stock
AVDR
– –
-195,894
Closed -$4.45M
UBNK
59
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-485,432
Closed -$6.62M
CVRS
60
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-1,275,763
Closed -$5.46M
MDSO
61
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-246,631
Closed -$22.6M
CBLK
62
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-394,848
Closed -$10.3M
KEM
63
DELISTED
KEMET Corporation
KEM
– –
-30,901
Closed -$562K
CELG
64
DELISTED
Celgene Corp
CELG
– –
-429,854
Closed -$42.7M
1 2
3

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First Trust Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, First Trust Capital Management held 64 positions worth $316M, up 2.6% from $308M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

First Trust Capital Management withdrew a net $23.9M in Q4 2019, closing 22 positions and reducing 6 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $60.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 30% a quarter earlier, followed by Energy and Communication Services.

Against the trend, First Trust Capital Management opened a new position in Liberty Property Trust worth $69.7M.

  • First Trust Capital Management's largest Q4 2019 buy was Liberty Property Trust: 1,161,090 shares worth $69.7M.
  • First Trust Capital Management added most to Allergan plc in Q4 2019, an estimated $30.2M increase.
  • First Trust Capital Management's biggest Q4 2019 reduction was Darling Ingredients, cutting an estimated $476K.
  • First Trust Capital Management fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $60.8M.
  • First Trust Capital Management's ten largest holdings make up 82% of its $316M portfolio in Q4 2019.
  • First Trust Capital Management opened 27 new positions and closed 22 in Q4 2019.
  • First Trust Capital Management's portfolio value rose 2.6% quarter-over-quarter to $316M.

Based on First Trust Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.