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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$414M
Cap. Flow
-$412M
Cap. Flow %
-133.66%
Top 10 Hldgs %
87.59%
Holding
69
New
22
Increased
4
Reduced
11
Closed
32

Top Buys

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$70.9M
2
VIAB
Viacom Inc. Class B
VIAB
+$44.8M
3
BN icon
Brookfield
BN
+$36.4M
4
AGN
Allergan plc
AGN
+$24.1M
5
MDSO
Medidata Solutions, Inc.
MDSO
+$22.5M

Top Sells

Rank Stock Value
1
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$97.3M
2
RHT
Red Hat Inc
RHT
+$83.9M
3
WP
Worldpay, Inc.
WP
+$70M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.7M
5
DATA
Tableau Software, Inc.
DATA
+$51.6M

Sector Composition

Rank Sector Weight
1 Financials 33.56%
2 Healthcare 29.58%
3 Communication Services 12.66%
4 Industrials 8.32%
5 Technology 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFRG
51
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-443,996
Closed -$3.53M
SFLY
52
DELISTED
Shutterfly, Inc.
SFLY
– –
-29,284
Closed -$1.48M
CRAY
53
DELISTED
Cray, Inc.
CRAY
– –
-51,235
Closed -$1.78M
EMCI
54
DELISTED
EMC INS Group Inc
EMCI
– –
-34,016
Closed -$1.23M
WAGE
55
DELISTED
WageWorks, Inc.
WAGE
– –
-429,956
Closed -$21.8M
PCMI
56
DELISTED
PCM, Inc
PCMI
– –
-85,610
Closed -$3M
APU
57
DELISTED
AmeriGas Partners, L.P.
APU
– –
-1,304,627
Closed -$45.5M
HIVE
58
DELISTED
Aerohive Networks
HIVE
– –
-390,412
Closed -$1.73M
APC
59
DELISTED
Anadarko Petroleum
APC
– –
-661,651
Closed -$46.7M
BKS
60
DELISTED
Barnes & Noble
BKS
– –
-350,895
Closed -$2.35M
DATA
61
DELISTED
Tableau Software, Inc.
DATA
– –
-310,575
Closed -$51.6M
WP
62
DELISTED
Worldpay, Inc.
WP
– –
-571,214
Closed -$70M
ARRY
63
DELISTED
Array Biopharma Inc
ARRY
– –
-274,562
Closed -$12.7M
ANDX
64
DELISTED
Andeavor Logistics LP
ANDX
– –
-1,147,427
Closed -$41.7M
LEXEA
65
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-2,036,183
Closed -$97.3M
TSS
66
DELISTED
Total System Services, Inc.
TSS
– –
-267,966
Closed -$34.4M
EFII
67
DELISTED
Electronics for Imaging
EFII
– –
-63,294
Closed -$2.34M
RHT
68
DELISTED
Red Hat Inc
RHT
– –
-446,712
Closed -$83.9M
TCF
69
DELISTED
TCF Financial Corporation
TCF
– –
-2,085,493
Closed -$43.4M
1 2
3

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First Trust Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Capital Management held 69 positions worth $308M, down 57% from $722M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

First Trust Capital Management withdrew a net $412M in Q3 2019, closing 32 positions and reducing 11 holdings. Its most notable exit was Liberty Expedia Holdings, Inc. Class A Common Stock, an estimated $97.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, First Trust Capital Management opened a new position in SunTrust Banks, Inc. worth $60.8M.

  • First Trust Capital Management's largest Q3 2019 buy was SunTrust Banks, Inc.: 1,108,388 shares worth $60.8M.
  • First Trust Capital Management added most to Celgene Corp in Q3 2019, an estimated $12.3M increase.
  • First Trust Capital Management's biggest Q3 2019 reduction was BlueLinx, cutting an estimated $4.83M.
  • First Trust Capital Management fully exited Liberty Expedia Holdings, Inc. Class A Common Stock in Q3 2019, selling an estimated $97.3M.
  • First Trust Capital Management's ten largest holdings make up 88% of its $308M portfolio in Q3 2019.
  • First Trust Capital Management opened 22 new positions and closed 32 in Q3 2019.
  • First Trust Capital Management's portfolio value fell 57% quarter-over-quarter to $308M.

Based on First Trust Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.