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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+32.59%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$365M
AUM Growth
-$27.1M
Cap. Flow
-$65M
Cap. Flow %
-17.78%
Top 10 Hldgs %
65.37%
Holding
66
New
20
Increased
9
Reduced
12
Closed
20

Top Buys

Rank Stock Value
1
ULTI
Ultimate Software Group Inc
ULTI
+$47.6M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$32.8M
3
GG
Goldcorp Inc
GG
+$28.8M
4
ELLI
Ellie Mae Inc
ELLI
+$25.5M
5
RHT
Red Hat Inc
RHT
+$25.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$57.1M
2
VVC
Vectren Corporation
VVC
+$45.2M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$44.5M
4
VLP
Valero Energy Partners LP
VLP
+$44M
5
DM
Dominion Energy Midstream Ptr LP
DM
+$30M

Sector Composition

Rank Sector Weight
1 Technology 40.2%
2 Materials 13.47%
3 Communication Services 10.99%
4 Financials 7.64%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
51
Pacific Biosciences
PACB
$460M
– –
-529,876
Closed -$3.92M
NSLR
52
Neostellar Capital Corp
NSLR
$270M
– –
-62,265
Closed -$273K
TVPT
53
DELISTED
Travelport Worldwide Limited
TVPT
– –
-138,343
Closed -$2.16M
TFCFA
54
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-924,251
Closed -$44.5M
TLP
55
DELISTED
Transmontaigne
TLP
– –
-45,070
Closed -$1.83M
ATHN
56
DELISTED
Athenahealth, Inc.
ATHN
– –
-60,373
Closed -$7.96M
DNB
57
DELISTED
Dun & Bradstreet
DNB
– –
-49,049
Closed -$7M
VVC
58
DELISTED
Vectren Corporation
VVC
– –
-628,228
Closed -$45.2M
DM
59
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-1,665,624
Closed -$30M
TSRO
60
DELISTED
TESARO, Inc.
TSRO
– –
-124,421
Closed -$9.24M
APTI
61
DELISTED
Apptio, Inc. Class A Common Stock
APTI
– –
-166,176
Closed -$6.31M
FCB
62
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-471,535
Closed -$15.8M
TRCO
63
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-9,705
Closed -$440K
VLP
64
DELISTED
Valero Energy Partners LP
VLP
– –
-1,043,975
Closed -$44M
SHPG
65
DELISTED
Shire pic
SHPG
– –
-327,928
Closed -$57.1M
PRMW
66
DELISTED
Primo Water Corporation
PRMW
– –
-301,486
Closed -$4.22M
1 2
3

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First Trust Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, First Trust Capital Management held 66 positions worth $365M, down 6.9% from $393M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

First Trust Capital Management withdrew a net $65M in Q1 2019, closing 20 positions and reducing 12 holdings. Its most notable exit was Shire pic, an estimated $57.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 4.8% a quarter earlier, followed by Materials and Communication Services.

Against the trend, First Trust Capital Management opened a new position in Ultimate Software Group Inc worth $51.3M.

  • First Trust Capital Management's largest Q1 2019 buy was Ultimate Software Group Inc: 155,286 shares worth $51.3M.
  • First Trust Capital Management added most to Red Hat Inc in Q1 2019, an estimated $25.5M increase.
  • First Trust Capital Management's biggest Q1 2019 reduction was Potbelly, cutting an estimated $3.21M.
  • First Trust Capital Management fully exited Shire pic in Q1 2019, selling an estimated $57.1M.
  • First Trust Capital Management's ten largest holdings make up 65% of its $365M portfolio in Q1 2019.
  • First Trust Capital Management opened 20 new positions and closed 20 in Q1 2019.
  • First Trust Capital Management's portfolio value fell 6.9% quarter-over-quarter to $365M.

Based on First Trust Capital Management's 13F filing for Q1 2019, filed 13 May 2019.