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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
-1.7%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$448M
Cap. Flow
-$434M
Cap. Flow %
-110.53%
Top 10 Hldgs %
70.03%
Holding
74
New
19
Increased
10
Reduced
17
Closed
28

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$57.4M
2
VLP
Valero Energy Partners LP
VLP
+$43.4M
3
DM
Dominion Energy Midstream Ptr LP
DM
+$30.3M
4
VVC
Vectren Corporation
VVC
+$28.2M
5
FCB
FCB Financial Holdings, Inc.
FCB
+$18.5M

Top Sells

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$80.5M
2
COL
Rockwell Collins
COL
+$76.1M
3
PF
Pinnacle Foods, Inc.
PF
+$70.1M
4
AET
Aetna Inc
AET
+$69.4M
5
EGN
Energen
EGN
+$46M

Sector Composition

Rank Sector Weight
1 Healthcare 17.89%
2 Communication Services 15.14%
3 Energy 12.11%
4 Utilities 11.52%
5 Financials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
51
Fifth Third Bancorp
FITB
$51.3B
– –
-61,720
Closed -$1.72M
GPRE icon
52
Green Plains
GPRE
$1.15B
– –
-396,031
Closed -$6.81M
TFCF
53
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-84,483
Closed -$3.87M
SIR
54
DELISTED
SELECT INCOME REIT
SIR
– –
-90,729
Closed -$875K
ESRX
55
DELISTED
Express Scripts Holding Company
ESRX
– –
-77,712
Closed -$7.38M
SEP
56
DELISTED
Spectra Engy Parters Lp
SEP
– –
-835,361
Closed -$29.8M
FCE.A
57
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-1,414,341
Closed -$35.5M
SODA
58
DELISTED
SodaStream International Ltd
SODA
– –
-196,725
Closed -$28.1M
LHO
59
DELISTED
LaSalle Hotel Properties
LHO
– –
-925,852
Closed -$32M
EGN
60
DELISTED
Energen
EGN
– –
-534,087
Closed -$46M
AET
61
DELISTED
Aetna Inc
AET
– –
-341,903
Closed -$69.4M
COL
62
DELISTED
Rockwell Collins
COL
– –
-541,621
Closed -$76.1M
KMG
63
DELISTED
KMG Chemicals Inc
KMG
– –
-50,618
Closed -$3.83M
KTWO
64
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-550,305
Closed -$15.1M
PF
65
DELISTED
Pinnacle Foods, Inc.
PF
– –
-1,082,020
Closed -$70.1M
REIS
66
DELISTED
Reis, Inc.
REIS
– –
-214,775
Closed -$4.94M
PNK
67
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-767,093
Closed -$25.8M
GPT
68
DELISTED
Gramercy Property Trust
GPT
– –
-995,836
Closed -$27.3M
CVG
69
DELISTED
Convergys
CVG
– –
-429,223
Closed -$10.2M
ANDV
70
DELISTED
Andeavor
ANDV
– –
-524,638
Closed -$80.5M
ORIG
71
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-145,726
Closed -$5.04M
EGL
72
DELISTED
Engility Holdings, Inc.
EGL
– –
-142,591
Closed -$5.13M
CA
73
DELISTED
CA, Inc.
CA
– –
-806,306
Closed -$35.6M
COBZ
74
DELISTED
CoBiz Financial,Inc
COBZ
– –
-366,356
Closed -$8.11M
1 2
3

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First Trust Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, First Trust Capital Management held 74 positions worth $393M, down 53% from $840M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

First Trust Capital Management withdrew a net $434M in Q4 2018, closing 28 positions and reducing 17 holdings. Its most notable exit was Andeavor, an estimated $80.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 2.7% a quarter earlier, followed by Communication Services and Energy.

Against the trend, First Trust Capital Management opened a new position in Shire pic worth $57.1M.

  • First Trust Capital Management's largest Q4 2018 buy was Shire pic: 327,928 shares worth $57.1M.
  • First Trust Capital Management added most to Dominion Energy Midstream Ptr LP in Q4 2018, an estimated $30.3M increase.
  • First Trust Capital Management's biggest Q4 2018 reduction was Dell, cutting an estimated $5.99M.
  • First Trust Capital Management fully exited Andeavor in Q4 2018, selling an estimated $80.5M.
  • First Trust Capital Management's ten largest holdings make up 70% of its $393M portfolio in Q4 2018.
  • First Trust Capital Management opened 19 new positions and closed 28 in Q4 2018.
  • First Trust Capital Management's portfolio value fell 53% quarter-over-quarter to $393M.

Based on First Trust Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.