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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$1.86B
AUM Growth
-$253M
Cap. Flow
-$298M
Cap. Flow %
-15.99%
Top 10 Hldgs %
20.76%
Holding
528
New
78
Increased
146
Reduced
6
Closed
183

Top Buys

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$54.3M
2
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
+$41.4M
3
AAC
Ares Acquisition Corporation
AAC
+$39.5M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$34.5M
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$31.2M

Top Sells

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$113M
2
ZEN
ZENDESK INC
ZEN
+$92M
3
FBC
Flagstar Bancorp, Inc. New
FBC
+$80M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$58.5M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$52.1M

Sector Composition

Rank Sector Weight
1 Financials 65.66%
2 Technology 11.15%
3 Healthcare 7.84%
4 Industrials 6.74%
5 Real Estate 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEKK
501
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-637,408
Closed -$6.38M
BOAS
502
DELISTED
BOA Acquisition Corp.
BOAS
– –
-877,769
Closed -$8.72M
BLSA
503
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
– –
-213,377
Closed -$2.14M
ENPC
504
DELISTED
Executive Network Partnering Corporation
ENPC
– –
-683,292
Closed -$6.82M
LFTR
505
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-141,198
Closed -$1.41M
HIGA
506
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-438,718
Closed -$4.4M
SANB
507
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
– –
-175,901
Closed -$1.78M
CCXI
508
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-724,008
Closed -$37.4M
TMPM
509
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
– –
-114,970
Closed -$1.15M
AVLR
510
DELISTED
Avalara, Inc.
AVLR
– –
-1,234,982
Closed -$113M
SHLX
511
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-961,444
Closed -$15.2M
Y
512
DELISTED
Alleghany Corp
Y
– –
-3,079
Closed -$2.58M
PING
513
DELISTED
Ping Identity Holding Corp.
PING
– –
-500,000
Closed -$14M
FVAM
514
DELISTED
5:01 Acquisition Corp
FVAM
– –
-45,762
Closed -$458K
IPOD
515
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-19,100
Closed -$191K
IPOF
516
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-1,180,700
Closed -$11.8M
FMTX
517
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
– –
-1,029,333
Closed -$20.5M
CVET
518
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-94,279
Closed -$1.97M
ASAQ
519
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-329,719
Closed -$3.31M
RCHG
520
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-16,299
Closed -$165K
AVAN
521
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-296,201
Closed -$2.97M
GBT
522
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-349,165
Closed -$23.8M
VYGG
523
DELISTED
Vy Global Growth
VYGG
– –
-422,940
Closed -$4.24M
CHNG
524
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1,895,888
Closed -$52.1M
NMMC
525
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-131,891
Closed -$1.32M
18 19 20
21
22

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First Trust Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, First Trust Capital Management held 528 positions worth $1.86B, down 12% from $2.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

First Trust Capital Management withdrew a net $298M in Q4 2022, closing 183 positions and reducing 6 holdings. Its most notable exit was Avalara, Inc., an estimated $113M position sold in full.

By sector, the portfolio is most concentrated in Financials at 66% of assets, up from 58% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Horizon Therapeutics Public Limited Company Ordinary Shares worth $42.7M.

  • First Trust Capital Management's largest Q4 2022 buy was Horizon Therapeutics Public Limited Company Ordinary Shares: 375,593 shares worth $42.7M.
  • First Trust Capital Management added most to STORE Capital Corporation in Q4 2022, an estimated $54.3M increase.
  • First Trust Capital Management's biggest Q4 2022 reduction was Newcourt Acquisition Corp Class A Ordinary Share, cutting an estimated $3.74M.
  • First Trust Capital Management fully exited Avalara, Inc. in Q4 2022, selling an estimated $113M.
  • First Trust Capital Management's ten largest holdings make up 21% of its $1.86B portfolio in Q4 2022.
  • First Trust Capital Management opened 78 new positions and closed 183 in Q4 2022.
  • First Trust Capital Management's portfolio value fell 12% quarter-over-quarter to $1.86B.

Based on First Trust Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.