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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$1.86B
AUM Growth
-$253M
Cap. Flow
-$298M
Cap. Flow %
-15.99%
Top 10 Hldgs %
20.76%
Holding
528
New
78
Increased
146
Reduced
6
Closed
183

Top Buys

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$54.3M
2
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
+$41.4M
3
AAC
Ares Acquisition Corporation
AAC
+$39.5M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$34.5M
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$31.2M

Top Sells

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$113M
2
ZEN
ZENDESK INC
ZEN
+$92M
3
FBC
Flagstar Bancorp, Inc. New
FBC
+$80M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$58.5M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$52.1M

Sector Composition

Rank Sector Weight
1 Financials 65.66%
2 Technology 11.15%
3 Healthcare 7.84%
4 Industrials 6.74%
5 Real Estate 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWET
476
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
– –
-1,022,280
Closed -$10.1M
TSIB
477
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-422,198
Closed -$4.16M
CRU
478
DELISTED
Crucible Acquisition Corporation
CRU
– –
-541,967
Closed -$5.4M
PHIC
479
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
– –
-245,658
Closed -$2.45M
SBII
480
DELISTED
Sandbridge X2 Corp.
SBII
– –
-959,157
Closed -$9.43M
FRW
481
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
– –
-164,094
Closed -$1.61M
JYAC
482
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
– –
-279,762
Closed -$2.79M
ASZ
483
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-1,912,771
Closed -$18.8M
FVIV
484
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
– –
-165,178
Closed -$1.63M
FLAC
485
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
– –
-136,347
Closed -$1.36M
AUS
486
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-916,851
Closed -$8.99M
ZEN
487
DELISTED
ZENDESK INC
ZEN
– –
-1,208,985
Closed -$92M
KIII
488
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
– –
-1,207,867
Closed -$12M
IACC
489
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
– –
-96,313
Closed -$951K
TEN
490
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-63,506
Closed -$1.1M
GAPA
491
DELISTED
G&P Acquisition Corp.
GAPA
– –
-286,635
Closed -$2.86M
NOAC
492
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
– –
-370,485
Closed -$3.7M
HAAC
493
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
– –
-809,312
Closed -$8.08M
CYBE
494
DELISTED
Cyberoptics Corp
CYBE
– –
-195,331
Closed -$10.5M
BENE
495
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
– –
-466,921
Closed -$4.84M
HTAQ
496
DELISTED
Hunt Companies Acquisition Corp. I
HTAQ
– –
-100,200
Closed -$1.02M
SRLP
497
DELISTED
SPRAGUE RESOURCES LP
SRLP
– –
-245,040
Closed -$4.86M
LUXA
498
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-372,959
Closed -$3.73M
PIPP
499
DELISTED
Pine Island Acquisition Corp.
PIPP
– –
-601,939
Closed -$6.01M
SRSA
500
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-220,416
Closed -$2.2M
18 19
20
21 22

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First Trust Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, First Trust Capital Management held 528 positions worth $1.86B, down 12% from $2.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

First Trust Capital Management withdrew a net $298M in Q4 2022, closing 183 positions and reducing 6 holdings. Its most notable exit was Avalara, Inc., an estimated $113M position sold in full.

By sector, the portfolio is most concentrated in Financials at 66% of assets, up from 58% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Horizon Therapeutics Public Limited Company Ordinary Shares worth $42.7M.

  • First Trust Capital Management's largest Q4 2022 buy was Horizon Therapeutics Public Limited Company Ordinary Shares: 375,593 shares worth $42.7M.
  • First Trust Capital Management added most to STORE Capital Corporation in Q4 2022, an estimated $54.3M increase.
  • First Trust Capital Management's biggest Q4 2022 reduction was Newcourt Acquisition Corp Class A Ordinary Share, cutting an estimated $3.74M.
  • First Trust Capital Management fully exited Avalara, Inc. in Q4 2022, selling an estimated $113M.
  • First Trust Capital Management's ten largest holdings make up 21% of its $1.86B portfolio in Q4 2022.
  • First Trust Capital Management opened 78 new positions and closed 183 in Q4 2022.
  • First Trust Capital Management's portfolio value fell 12% quarter-over-quarter to $1.86B.

Based on First Trust Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.