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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TACO
26
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$3.68M 0.65%
+295,600
New +$2.85M
NCACU
27
DELISTED
Newcourt Acquisition Corp Unit
NCACU
$3.54M 0.62%
+350,000
New +$3.54M
SWAGU
28
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M 0.62%
350,000
+10,000
+3% +$101K
ETAC
29
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$3.52M 0.62%
357,788
+18,953
+6% +$186K
VYGG
30
DELISTED
Vy Global Growth
VYGG
$3.52M 0.62%
358,640
+188,669
+111% +$1.86M
TEKK
31
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$3.46M 0.61%
348,408
+15,992
+5% +$157K
IGAC
32
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$3.37M 0.59%
343,512
+20,000
+6% +$197K
MNR
33
DELISTED
Monmouth Real Estate Investment Corp
MNR
$3.29M 0.58%
+156,594
New +$3.16M
FCAX
34
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$3.11M 0.55%
318,400
+12,000
+4% +$117K
PIAI
35
DELISTED
Prime Impact Acquisition I
PIAI
$3.08M 0.54%
312,999
+12,999
+4% +$128K
XFINU
36
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
$3.04M 0.53%
+300,000
New +$3.02M
GBTG icon
37
American Express Global Business Travel
GBTG
$4.93B
$3.01M 0.53%
304,700
+10,000
+3% +$98.4K
ABX
38
Abacus Global Management
ABX
$994M
$3M 0.53%
304,422
+128,139
+73% +$1.26M
EVE.U
39
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$3M 0.53%
+300,000
New +$3M
BFAC.U
40
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$3M 0.53%
+300,000
New +$3M
EQHA
41
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.96M 0.52%
304,715
+9,740
+3% +$94.9K
CXAI icon
42
CXApp
CXAI
$13.5M
$2.95M 0.52%
295,000
+15,000
+5% +$150K
RBAC
43
DELISTED
RedBall Acquisition Corp.
RBAC
$2.9M 0.51%
291,910
+97,400
+50% +$974K
AUS
44
DELISTED
Austerlitz Acquisition Corporation I
AUS
$2.88M 0.5%
+296,051
New +$2.92M
XPOA
45
DELISTED
DPCM Capital, Inc.
XPOA
$2.88M 0.5%
292,769
+12,999
+5% +$128K
EQD
46
DELISTED
Equity Distribution Acquisition Corp.
EQD
$2.87M 0.5%
291,959
+15,000
+5% +$147K
PRST
47
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.86M 0.5%
285,738
+208,574
+270% +$2.08M
BTAQ
48
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$2.85M 0.5%
284,251
+15,488
+6% +$154K
PCCTU
49
DELISTED
Perception Capital Corp. II Units
PCCTU
$2.74M 0.48%
+270,000
New +$2.73M
COOL
50
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$2.69M 0.47%
274,817
+19,998
+8% +$196K
1
2
3 4 5

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.