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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGPI
26
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$4.26M 0.65%
+417,100
New +$4.15M
BURU
27
DELISTED
NUBURU INC
BURU
$4.25M 0.64%
2,175
– –
EQRX
28
DELISTED
EQRx, Inc. Common Stock
EQRX
$4.12M 0.63%
+415,651
New +$4.16M
FPAC
29
DELISTED
Far Peak Acquisition Corporation
FPAC
$3.97M 0.6%
398,828
+322,428
+422% +$3.21M
SWAGU
30
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.43M 0.52%
+340,000
New +$3.42M
FSRD
31
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$3.37M 0.51%
+340,904
New +$3.35M
ETAC
32
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$3.33M 0.5%
338,835
– –
IPOF
33
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$3.31M 0.5%
325,800
+45,700
+16% +$458K
TEKK
34
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$3.26M 0.5%
332,416
– –
IGAC
35
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$3.17M 0.48%
323,512
– –
LGV
36
DELISTED
Longview Acquisition Corp. II
LGV
$3.17M 0.48%
+320,000
New +$3.16M
SOND
37
DELISTED
Sonder
SOND
$3.12M 0.47%
+15,804
New +$3.13M
PL icon
38
Planet Labs
PL
$7.3B
$3.01M 0.46%
303,335
+198,048
+188% +$1.96M
ISPO
39
DELISTED
Inspirato
ISPO
$3M 0.45%
14,826
+5,884
+66% +$1.18M
FCAX
40
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$3M 0.45%
+306,400
New +$2.99M
PIAI
41
DELISTED
Prime Impact Acquisition I
PIAI
$2.95M 0.45%
300,000
– –
EUSG
42
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$2.89M 0.44%
+291,659
New +$2.86M
EQHA
43
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.88M 0.44%
294,975
+77,815
+36% +$753K
GBTG icon
44
American Express Global Business Travel
GBTG
$4.93B
$2.88M 0.44%
294,700
– –
CXAI icon
45
CXApp
CXAI
$13.4M
$2.78M 0.42%
280,000
– –
HCAQ
46
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$2.78M 0.42%
+280,530
New +$2.78M
XPOA
47
DELISTED
DPCM Capital, Inc.
XPOA
$2.73M 0.41%
279,770
– –
EQD
48
DELISTED
Equity Distribution Acquisition Corp.
EQD
$2.72M 0.41%
276,959
– –
DGNS
49
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$2.71M 0.41%
+272,820
New +$2.71M
BTAQ
50
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$2.67M 0.41%
268,763
– –
1
2
3 4 5

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.