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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$39.2M
Cap. Flow %
-11.01%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

Rank Stock Value
1
EV
Eaton Vance Corp.
EV
+$23.1M
2
TIF
Tiffany & Co.
TIF
+$22.5M
3
RP
RealPage, Inc.
RP
+$17.7M
4
VAR
Varian Medical Systems, Inc.
VAR
+$12.4M
5
WORK
Slack Technologies, Inc.
WORK
+$9.72M

Top Sells

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$39.6M
2
ADSW
Advanced Disposal Services Inc
ADSW
+$28.9M
3
WTW icon
Willis Towers Watson
WTW
+$23.4M
4
AIMT
Aimmune Therapeutics
AIMT
+$18.1M
5
IMMU
Immunomedics Inc
IMMU
+$17.8M

Sector Composition

Rank Sector Weight
1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOKB.U
26
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$3.15M 0.88%
+289,983
New +$3.04M
GWH icon
27
ESS Tech
GWH
$22M
$3.09M 0.87%
+20,432
New +$3.11M
RBAC
28
DELISTED
RedBall Acquisition Corp.
RBAC
$3.06M 0.86%
+280,900
New +$2.93M
EQD.U
29
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$2.98M 0.84%
280,000
– –
KINZU
30
DELISTED
KINS Technology Group Inc. Unit
KINZU
$2.88M 0.81%
+280,000
New +$2.88M
MUDSU
31
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.78M 0.78%
+270,000
New +$2.75M
BOWXU
32
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$2.75M 0.77%
256,885
+186,595
+265% +$1.92M
EVGO icon
33
EVgo
EVGO
$223M
$2.72M 0.77%
+254,153
New +$2.63M
VIHAU
34
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$2.67M 0.75%
250,000
– –
SST icon
35
System1
SST
$14.3M
$2.63M 0.74%
24,388
+18,660
+326% +$1.89M
SPRQ.U
36
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$2.6M 0.73%
+240,500
New +$2.54M
ATA.U
37
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$2.58M 0.73%
+251,333
New +$2.57M
CTAQU
38
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$2.56M 0.72%
+250,000
New +$2.57M
VLTA
39
DELISTED
Volta Inc.
VLTA
$2.43M 0.68%
+228,286
New +$2.39M
COOLU
40
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$2.4M 0.68%
+230,000
New +$2.39M
SVACU
41
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$2.35M 0.66%
228,582
– –
OACB.U
42
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$2.22M 0.62%
207,548
+27,548
+15% +$282K
ALUS
43
DELISTED
Alussa Energy Acquisition Corp
ALUS
$2.19M 0.62%
217,824
– –
IGACU
44
DELISTED
IG Acquisition Corp. Unit
IGACU
$2.16M 0.61%
+200,000
New +$2.03M
CELU icon
45
Celularity
CELU
$18.4M
$2.1M 0.59%
19,072
-11,641
-38% -$1.24M
MOTV.U
46
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$2.09M 0.59%
+198,000
New +$2.05M
CND.U
47
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$2.06M 0.58%
+200,000
New +$2.04M
BLSA
48
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$2.06M 0.58%
+184,600
New +$1.98M
DMYI.U
49
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$2.05M 0.58%
+180,000
New +$1.89M
XPOA.U
50
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
$2.01M 0.56%
+182,000
New +$1.88M
1
2
3 4 5

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First Trust Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, First Trust Capital Management held 185 positions worth $356M, down 4.3% from $372M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Trust Capital Management withdrew a net $39.2M in Q4 2020, closing 51 positions and reducing 11 holdings. Its most notable exit was Livongo Health, Inc. Common Stock, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Eaton Vance Corp. worth $25.1M.

  • First Trust Capital Management's largest Q4 2020 buy was Eaton Vance Corp.: 369,209 shares worth $25.1M.
  • First Trust Capital Management added most to Tiffany & Co. in Q4 2020, an estimated $22.5M increase.
  • First Trust Capital Management's biggest Q4 2020 reduction was Willis Towers Watson, cutting an estimated $23.4M.
  • First Trust Capital Management fully exited Livongo Health, Inc. Common Stock in Q4 2020, selling an estimated $39.6M.
  • First Trust Capital Management's ten largest holdings make up 47% of its $356M portfolio in Q4 2020.
  • First Trust Capital Management opened 80 new positions and closed 51 in Q4 2020.
  • First Trust Capital Management's portfolio value fell 4.3% quarter-over-quarter to $356M.

Based on First Trust Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.