FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
This Quarter Return
+21.96%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$316M
AUM Growth
+$316M
Cap. Flow
+$118M
Cap. Flow %
37.43%
Top 10 Hldgs %
90.27%
Holding
86
New
59
Increased
9
Reduced
4
Closed
14

Top Buys

1
WTW icon
Willis Towers Watson
WTW
$71.9M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$36.1M
3
ADSW
Advanced Disposal Services, Inc.
ADSW
$29.8M
4
LM
Legg Mason, Inc.
LM
$24.1M
5
LOGM
LogMein, Inc.
LOGM
$22.5M

Top Sells

1
AGN
Allergan plc
AGN
$93.3M
2
WBC
WABCO HOLDINGS INC.
WBC
$24.9M
3
FTSV
Forty Seven, Inc. Common Stock
FTSV
$13M
4
TECD
Tech Data Corp
TECD
$12M
5
TCO
Taubman Centers Inc.
TCO
$9.94M

Sector Composition

1 Financials 52.56%
2 Technology 13.33%
3 Industrials 10.05%
4 Consumer Discretionary 8.27%
5 Energy 5.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTEV
26
Claritev Corporation
CTEV
$1.13B
$540K 0.17%
+50,000
New +$540K
DFPHU
27
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$534K 0.17%
+50,000
New +$534K
PCPL.U
28
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$530K 0.17%
+50,000
New +$530K
SMMCU
29
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$530K 0.17%
+50,000
New +$530K
MEET
30
DELISTED
The Meet Group, Inc. Common Stock
MEET
$519K 0.16%
+83,174
New +$519K
RMO
31
DELISTED
Romeo Power, Inc.
RMO
$517K 0.16%
+50,561
New +$517K
SKLZ icon
32
Skillz
SKLZ
$111M
$516K 0.16%
+47,000
New +$516K
FVAC.U
33
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
$515K 0.16%
+50,000
New +$515K
BREW
34
DELISTED
Craft Brew Alliance, Inc.
BREW
$507K 0.16%
+32,927
New +$507K
SOAC.U
35
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$505K 0.16%
+50,000
New +$505K
LOAK.U
36
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$501K 0.16%
+50,000
New +$501K
TERP
37
DELISTED
TerraForm Power, Inc
TERP
$499K 0.16%
+27,040
New +$499K
RIDE
38
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$496K 0.16%
+48,134
New +$496K
TREB.U
39
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$495K 0.16%
+47,400
New +$495K
CIICU
40
DELISTED
CIIG Merger Corp. Units
CIICU
$484K 0.15%
+47,185
New +$484K
CELU icon
41
Celularity
CELU
$61.1M
$474K 0.15%
+46,480
New +$474K
LATN
42
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$469K 0.15%
+46,910
New +$469K
LOTZ
43
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$466K 0.15%
+45,461
New +$466K
MVST icon
44
Microvast
MVST
$835M
$423K 0.13%
+41,357
New +$423K
IPOB.U
45
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
$414K 0.13%
+32,977
New +$414K
TIF
46
DELISTED
Tiffany & Co.
TIF
$369K 0.12%
3,030
+2,222
+275% +$271K
ACIA
47
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
$368K 0.12%
5,475
+4,455
+437% +$299K
JIH.U
48
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$355K 0.11%
+34,451
New +$355K
GOEV
49
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$340K 0.11%
+31,626
New +$340K
GSAH.U
50
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$332K 0.11%
+31,600
New +$332K
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