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FTCM
First Trust Capital Management Portfolio holdings
AUM
$1.9B
1-Year Est. Return
58.39%
This Fund
S&P 500
This Quarter
Est. Return
+29.79%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$316M
AUM Growth
+$7.89M
(+2.6%)
Cap. Flow
-$23.9M
Cap. Flow
% of AUM
-7.56%
Top 10 Holdings %
Top 10 Hldgs %
82.34%
Holding
64
New
27
Increased
9
Reduced
6
Closed
22
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
LPT
Liberty Property Trust
LPT
|
+$66.5M |
| 2 |
AGN
Allergan plc
AGN
|
+$30.2M |
| 3 |
INXN
Interxion Holding N.V.
INXN
|
+$25.7M |
| 4 |
TGE
Tallgrass Energy, LP Class A Shares
TGE
|
+$23.3M |
| 5 |
PEGI
Pattern Energy Group Inc. Class A
PEGI
|
+$15.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$60.8M |
| 2 |
CELG
Celgene Corp
CELG
|
+$42.7M |
| 3 |
VIAB
Viacom Inc. Class B
VIAB
|
+$38.6M |
| 4 |
Brookfield
BN
|
+$38.1M |
| 5 |
MDSO
Medidata Solutions, Inc.
MDSO
|
+$22.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 29.7% |
| 2 | Energy | 9.59% |
| 3 | Communication Services | 8.35% |
| 4 | Technology | 7.02% |
| 5 | Industrials | 3.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Ezcorp Inc
EZPW
$1.85B
| $960K | 0.3% |
140,698
+17,337
| +14% | +$99.6K |
|
27
CrossAmerica Partners
CAPL
$839M
| $856K | 0.27% |
47,439
+11,886
| +33% | +$211K |
|
|
SIC
28
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
| $746K | 0.24% |
83,023
+27,183
| +49% | +$289K |
|
|
EXFO
29
DELISTED
EXFO INC.
EXFO
| $730K | 0.23% |
157,780
-18,360
| -10% | -$77.2K |
|
|
DSSI
30
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
| $701K | 0.22% |
41,878
+22,436
| +115% | +$335K |
|
|
HCCI
31
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $642K | 0.2% |
20,455
-15,810
| -44% | -$452K |
|
32
Navigator Holdings
NVGS
$1.34B
| $594K | 0.19% |
+44,078
| New | +$522K |
|
|
TWTR
33
DELISTED
Twitter, Inc.
TWTR
| $594K | 0.19% |
+18,533
| New | +$610K |
|
|
PBPB
34
DELISTED
Potbelly
PBPB
| $593K | 0.19% |
+140,456
| New | +$613K |
|
35
Scorpio Tankers
STNG
$3.94B
| $587K | 0.19% |
+14,927
| New | +$511K |
|
36
InterDigital
IDCC
$6.72B
| $519K | 0.16% |
+9,526
| New | +$526K |
|
37
Nokia
NOK
$49.9B
| $421K | 0.13% |
+113,552
| New | +$446K |
|
38
Vishay Precision Group
VPG
$1.22B
| $291K | 0.09% |
+8,557
| New | +$287K |
|
|
LDL
39
DELISTED
Lydall, Inc.
LDL
| $291K | 0.09% |
+14,163
| New | +$293K |
|
40
Cameco
CCJ
$37.9B
| $279K | 0.09% |
31,324
+1,119
| +4% | +$10.3K |
|
41
Harvard Bioscience
HBIO
$26.7M
| $135K | 0.04% |
+4,435
| New | +$128K |
|
|
LOV
42
DELISTED
Spark Networks SE American Depositary Shares
LOV
| $100K | 0.03% |
+22,111
| New | +$114K |
|
|
43
Brookfield
BN
$104B
| – | – |
-2,012,805
| Closed | -$38.1M |
|
44
BlueLinx
BXC
$465M
| – | – |
-75,515
| Closed | -$2.44M |
|
45
Green Plains
GPRE
$1.15B
| – | – |
-78,244
| Closed | -$829K |
|
46
Garrett Motion
GTX
$5.6B
| – | – |
-53,806
| Closed | -$536K |
|
47
OneSpan
OSPN
$572M
| – | – |
-31,839
| Closed | -$462K |
|
48
Ribbon Communications
RBBN
$361M
| – | – |
-34,558
| Closed | -$202K |
|
49
Sinclair Inc
SBGI
$1.02B
| – | – |
-9,361
| Closed | -$400K |
|
|
UNVR
50
DELISTED
Univar Solutions Inc.
UNVR
| – | – |
-45,773
| Closed | -$950K |
|
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First Trust Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, First Trust Capital Management held 64 positions worth $316M, up 2.6% from $308M the previous quarter. Its ten largest holdings account for 82% of the portfolio.
First Trust Capital Management withdrew a net $23.9M in Q4 2019, closing 22 positions and reducing 6 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $60.8M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 30% a quarter earlier, followed by Energy and Communication Services.
Against the trend, First Trust Capital Management opened a new position in Liberty Property Trust worth $69.7M.
- First Trust Capital Management's largest Q4 2019 buy was Liberty Property Trust: 1,161,090 shares worth $69.7M.
- First Trust Capital Management added most to Allergan plc in Q4 2019, an estimated $30.2M increase.
- First Trust Capital Management's biggest Q4 2019 reduction was Darling Ingredients, cutting an estimated $476K.
- First Trust Capital Management fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $60.8M.
- First Trust Capital Management's ten largest holdings make up 82% of its $316M portfolio in Q4 2019.
- First Trust Capital Management opened 27 new positions and closed 22 in Q4 2019.
- First Trust Capital Management's portfolio value rose 2.6% quarter-over-quarter to $316M.
Based on First Trust Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.