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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$2.12B
AUM Growth
+$686M
Cap. Flow
+$657M
Cap. Flow %
31.06%
Top 10 Hldgs %
26.03%
Holding
527
New
118
Increased
199
Reduced
8
Closed
78

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$111M
2
ZEN
ZENDESK INC
ZEN
+$91.7M
3
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$57.6M
4
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$46.2M
5
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$42.2M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$83.8M
2
CDK
CDK Global, Inc.
CDK
+$47.5M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$47.4M
4
PSB
PS Business Parks, Inc.
PSB
+$31.4M
5
NLSN
Nielsen Holdings plc
NLSN
+$29M

Sector Composition

Rank Sector Weight
1 Financials 57.92%
2 Technology 17.15%
3 Healthcare 8.93%
4 Communication Services 3.66%
5 Industrials 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP
451
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
– –
-203,107
Closed -$1.83M
PROK icon
452
ProKidney
PROK
$337M
– –
-847,315
Closed -$8.38M
SCLX icon
453
Scilex Holding
SCLX
$48.8M
– –
-2,127
Closed -$763K
QTI
454
QT Imaging Holdings
QTI
$37.3M
– –
-183,940
Closed -$1.84M
PPYAU
455
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
– –
-49,600
Closed -$495K
DPCSU
456
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
– –
-15,000
Closed -$150K
BCSAU
457
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
– –
-50,000
Closed -$499K
ACABU
458
DELISTED
Atlantic Coastal Acquisition Corp. II Unit
ACABU
– –
-150,000
Closed -$1.5M
CCTSU
459
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
– –
-20,000
Closed -$200K
IFIN.U
460
DELISTED
InFinT Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
IFIN.U
– –
-90,000
Closed -$909K
GAMCU
461
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
– –
-75,000
Closed -$733K
VCXB.U
462
DELISTED
10X Capital Venture Acquisition Corp III Units
VCXB.U
– –
-45,000
Closed -$452K
SZZLU
463
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
– –
-25,000
Closed -$250K
LGSTU
464
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
– –
-100,000
Closed -$1M
PBAXU
465
DELISTED
Phoenix Biotech Acquisition Corp. Unit
PBAXU
– –
-45,000
Closed -$453K
HHLA.U
466
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
– –
-50,000
Closed -$494K
BYN.U
467
DELISTED
Banyan Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
BYN.U
– –
-100,000
Closed -$1.01M
IOACU
468
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
– –
-25,000
Closed -$251K
VIIAU
469
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-130,309
Closed -$1.28M
CXAC.U
470
DELISTED
C5 Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
CXAC.U
– –
-50,000
Closed -$500K
BIOSU
471
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
– –
-50,000
Closed -$503K
PIAI
472
DELISTED
Prime Impact Acquisition I
PIAI
– –
-357,178
Closed -$3.57M
AGAC
473
DELISTED
African Gold Acquisition Corp
AGAC
– –
-74,155
Closed -$726K
PGRWU
474
DELISTED
Progress Acquisition Corp. Units
PGRWU
– –
-65,000
Closed -$644K
IQMDU
475
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
– –
-50,000
Closed -$503K
17 18
19
20 21

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First Trust Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, First Trust Capital Management held 527 positions worth $2.12B, up 48% from $1.43B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

First Trust Capital Management deployed $657M of net new capital in Q3 2022, opening 118 new positions and adding to 199 existing holdings. Its largest new stake was Avalara, Inc.: 1,234,982 shares worth $113M.

By sector, the portfolio is most concentrated in Financials at 58% of assets, up from 55% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Social Capital Hedosophia Holdings Corp. IV, an estimated $7.17M trimmed.

  • First Trust Capital Management's largest Q3 2022 buy was Avalara, Inc.: 1,234,982 shares worth $113M.
  • First Trust Capital Management added most to Switch, Inc. Class A Common Stock in Q3 2022, an estimated $57.6M increase.
  • First Trust Capital Management's biggest Q3 2022 reduction was Social Capital Hedosophia Holdings Corp. IV, cutting an estimated $7.17M.
  • First Trust Capital Management fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $83.8M.
  • First Trust Capital Management's ten largest holdings make up 26% of its $2.12B portfolio in Q3 2022.
  • First Trust Capital Management opened 118 new positions and closed 78 in Q3 2022.
  • First Trust Capital Management's portfolio value rose 48% quarter-over-quarter to $2.12B.

Based on First Trust Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.