FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+4.18%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$1.43B
AUM Growth
+$500M
Cap. Flow
+$511M
Cap. Flow %
35.7%
Top 10 Hldgs %
28.53%
Holding
474
New
227
Increased
98
Reduced
3
Closed
65

Top Buys

1
ACC
American Campus Communities, Inc.
ACC
$83.8M
2
CDK
CDK Global, Inc.
CDK
$47.5M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$47.4M
4
PSB
PS Business Parks, Inc.
PSB
$31.4M
5
NLSN
Nielsen Holdings plc
NLSN
$29M

Top Sells

1
CERN
Cerner Corp
CERN
$92.6M
2
MIME
Mimecast Limited
MIME
$62.3M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
4
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
5
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M

Sector Composition

1 Financials 55.41%
2 Industrials 10.91%
3 Technology 8.19%
4 Healthcare 5.55%
5 Real Estate 3.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KVSA
426
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-232,506
Closed -$2.27M
FMIVU
427
DELISTED
Forum Merger IV Corporation Unit
FMIVU
– –
-200,000
Closed -$1.96M
JUGGU
428
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-111,779
Closed -$1.1M
MTVC.U
429
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
– –
-149,800
Closed -$1.53M
ORIAU
430
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
– –
-175,000
Closed -$1.71M
GIA.U
431
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
– –
-83,940
Closed -$852K
AEACU
432
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
– –
-100,000
Closed -$991K
LJAQU
433
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
– –
-75,000
Closed -$752K
AFAQ
434
DELISTED
AF Acquisition Corp. Class A Common Stock
AFAQ
– –
-300,000
Closed -$2.93M
SCOAU
435
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-182,279
Closed -$1.81M
COVAU
436
DELISTED
COVA Acquisition Corp. Unit
COVAU
– –
-25,000
Closed -$247K
ATA
437
DELISTED
Americas Technology Acquisition Corp.
ATA
– –
-262,330
Closed -$2.7M
EPWR.U
438
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
– –
-191,998
Closed -$1.9M
ASPC
439
DELISTED
Alpha Capital Acquisition Company One Class A Ordinary Share
ASPC
– –
-481,970
Closed -$4.79M
PRPB
440
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-112,728
Closed -$1.12M
KWAC
441
DELISTED
Kingswood Acquisition Corp.
KWAC
– –
-205,814
Closed -$2.1M
EJFA
442
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
– –
-835,041
Closed -$8.26M
PLAN
443
DELISTED
Anaplan, Inc.
PLAN
– –
-575,781
Closed -$37.5M
CERN
444
DELISTED
Cerner Corp
CERN
– –
-990,232
Closed -$92.6M
TSC
445
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-39,904
Closed -$1.33M
ZNGA
446
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-4,797,075
Closed -$44.3M
MIME
447
DELISTED
Mimecast Limited
MIME
– –
-782,738
Closed -$62.3M
XENT
448
DELISTED
Intersect ENT, Inc
XENT
– –
-7,166
Closed -$201K
EPAY
449
DELISTED
Bottomline Technologies Inc
EPAY
– –
-6,020
Closed -$341K
MGP
450
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-10,468
Closed -$405K
15 16 17
18
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