FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+4.7%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$1.86B
AUM Growth
-$253M
Cap. Flow
-$268M
Cap. Flow %
-14.39%
Top 10 Hldgs %
20.76%
Holding
528
New
79
Increased
146
Reduced
6
Closed
183

Top Buys

1
STOR
STORE Capital Corporation
STOR
$54.9M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$42.7M
3
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$41.9M
4
AAC
Ares Acquisition Corporation
AAC
$39.8M
5
SLAM
Slam Corp. Class A Ordinary Share
SLAM
$34.8M

Top Sells

1
AVLR
Avalara, Inc.
AVLR
$113M
2
ZEN
ZENDESK INC
ZEN
$92M
3
FBC
Flagstar Bancorp, Inc. New
FBC
$80M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
$58.5M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
$52.1M

Sector Composition

1 Financials 65.66%
2 Technology 11.15%
3 Healthcare 7.84%
4 Industrials 6.74%
5 Real Estate 4.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PIPP
376
DELISTED
Pine Island Acquisition Corp.
PIPP
– –
-601,939
Closed -$6.01M
SRSA
377
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-220,416
Closed -$2.2M
TEKK
378
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-637,408
Closed -$6.38M
BOAS
379
DELISTED
BOA Acquisition Corp.
BOAS
– –
-877,769
Closed -$8.73M
CCXI
380
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-724,008
Closed -$37.4M
TMPM
381
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
– –
-114,970
Closed -$1.15M
AVLR
382
DELISTED
Avalara, Inc.
AVLR
– –
-1,234,982
Closed -$113M
SHLX
383
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-961,444
Closed -$15.2M
Y
384
DELISTED
Alleghany Corporation
Y
– –
-3,079
Closed -$2.58M
PING
385
DELISTED
Ping Identity Holding Corp.
PING
– –
-500,000
Closed -$14M
FVAM
386
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
– –
-45,762
Closed -$458K
IPOF
387
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-1,180,700
Closed -$11.8M
FMTX
388
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
– –
-1,029,333
Closed -$20.5M
CVET
389
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-94,279
Closed -$1.97M
ASAQ
390
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-329,719
Closed -$3.31M
RCHG
391
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-16,299
Closed -$165K
AVAN
392
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-296,201
Closed -$2.97M
GBT
393
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-349,165
Closed -$23.8M
VYGG
394
DELISTED
Vy Global Growth
VYGG
– –
-422,940
Closed -$4.24M
CHNG
395
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1,895,888
Closed -$52.1M
NMMC
396
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-131,891
Closed -$1.32M
FBC
397
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-2,394,029
Closed -$80M
RACY
398
DELISTED
Relativity Acquisition Corp. Class A Common Stock
RACY
– –
-361,255
Closed -$3.62M
BHVN
399
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-288,887
Closed -$43.7M
BLSA
400
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
– –
-213,377
Closed -$2.14M
14 15
16
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