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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$1.86B
AUM Growth
-$253M
Cap. Flow
-$298M
Cap. Flow %
-15.99%
Top 10 Hldgs %
20.76%
Holding
528
New
78
Increased
146
Reduced
6
Closed
183

Top Buys

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$54.3M
2
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
+$41.4M
3
AAC
Ares Acquisition Corporation
AAC
+$39.5M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$34.5M
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$31.2M

Top Sells

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$113M
2
ZEN
ZENDESK INC
ZEN
+$92M
3
FBC
Flagstar Bancorp, Inc. New
FBC
+$80M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$58.5M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$52.1M

Sector Composition

Rank Sector Weight
1 Financials 65.66%
2 Technology 11.15%
3 Healthcare 7.84%
4 Industrials 6.74%
5 Real Estate 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICU icon
351
SeaStar Medical
ICU
$12.2M
– –
-182
Closed -$467K
JTAI icon
352
Jet.AI
JTAI
$2.76M
– –
-4
Closed -$1.63M
MDAI icon
353
Spectral AI
MDAI
$52.8M
– –
-831,424
Closed -$8.19M
OABI icon
354
OmniAb
OABI
$325M
– –
-37,966
Closed -$387K
OPTX icon
355
Syntec Optics
OPTX
$298M
– –
-790,101
Closed -$7.95M
TLSI icon
356
TriSalus Life Sciences
TLSI
$299M
– –
-713,532
Closed -$7.08M
TYGO icon
357
Tigo Energy
TYGO
$98.3M
– –
-20,115
Closed -$202K
XBP icon
358
XBP Global Holdings
XBP
$35.3M
– –
-15,954
Closed -$1.63M
TRUG icon
359
TruGolf
TRUG
$969K
– –
-617
Closed -$3.1M
VSEE
360
VSee Health
VSEE
$2.8M
– –
-753,787
Closed -$7.64M
WINV
361
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
– –
-25,325
Closed -$254K
GRDI
362
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-726,352
Closed -$7.18M
BHAC
363
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
– –
-209,886
Closed -$2.08M
AAGR
364
DELISTED
African Agriculture Holdings Inc
AAGR
– –
-294,159
Closed -$2.11M
IRAA
365
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
– –
-194,597
Closed -$1.91M
SPEC
366
DELISTED
Spectaire Holdings, Inc. Common Stock
SPEC
– –
-475,492
Closed -$4.83M
SEPA
367
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
– –
-159,008
Closed -$1.58M
GETR
368
DELISTED
Getaround, Inc.
GETR
– –
-350,000
Closed -$3.44M
CNGL
369
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-930,100
Closed -$9.4M
COOL
370
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-354,742
Closed -$3.54M
FHLT
371
DELISTED
Future Health ESG Corp. Common stock
FHLT
– –
-352,096
Closed -$3.52M
PMGM
372
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-13,509
Closed -$135K
CONX
373
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-298,532
Closed -$2.98M
MVLA
374
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-75,551
Closed -$751K
EAC
375
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
– –
-206,245
Closed -$2.04M
13 14
15
16 17

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First Trust Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, First Trust Capital Management held 528 positions worth $1.86B, down 12% from $2.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

First Trust Capital Management withdrew a net $298M in Q4 2022, closing 183 positions and reducing 6 holdings. Its most notable exit was Avalara, Inc., an estimated $113M position sold in full.

By sector, the portfolio is most concentrated in Financials at 66% of assets, up from 58% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Horizon Therapeutics Public Limited Company Ordinary Shares worth $42.7M.

  • First Trust Capital Management's largest Q4 2022 buy was Horizon Therapeutics Public Limited Company Ordinary Shares: 375,593 shares worth $42.7M.
  • First Trust Capital Management added most to STORE Capital Corporation in Q4 2022, an estimated $54.3M increase.
  • First Trust Capital Management's biggest Q4 2022 reduction was Newcourt Acquisition Corp Class A Ordinary Share, cutting an estimated $3.74M.
  • First Trust Capital Management fully exited Avalara, Inc. in Q4 2022, selling an estimated $113M.
  • First Trust Capital Management's ten largest holdings make up 21% of its $1.86B portfolio in Q4 2022.
  • First Trust Capital Management opened 78 new positions and closed 183 in Q4 2022.
  • First Trust Capital Management's portfolio value fell 12% quarter-over-quarter to $1.86B.

Based on First Trust Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.