FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARNA
301
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-78,199
Closed -$7.27M
HCCC
302
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-218,630
Closed -$2.15M
NUAN
303
DELISTED
Nuance Communications, Inc.
NUAN
– –
-1,005,828
Closed -$55.6M
BTAQ
304
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-284,251
Closed -$2.85M
INFO
305
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-202,759
Closed -$27M
XLNX
306
DELISTED
Xilinx Inc
XLNX
– –
-3,578
Closed -$759K
GCAC
307
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
– –
-139,547
Closed -$1.39M
GWB
308
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-31,513
Closed -$1.07M
HBMD
309
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
– –
-196,204
Closed -$4.28M
TGP
310
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-851,441
Closed -$14.4M
MGLN
311
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-2,279
Closed -$216K
ATH
312
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-10,273
Closed -$856K
TACO
313
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-295,600
Closed -$3.68M
BFAC.U
314
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
– –
-300,000
Closed -$3M
FNVTU
315
DELISTED
Finnovate Acquisition Corp. Units
FNVTU
– –
-50,000
Closed -$506K
PHYT.U
316
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
– –
-50,000
Closed -$507K
PICC.U
317
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
– –
-158,400
Closed -$1.57M
VG
318
DELISTED
Vonage Holdings Corporation
VG
– –
-850,728
Closed -$17.7M
MNR
319
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-156,594
Closed -$3.29M
STL
320
DELISTED
Sterling Bancorp
STL
– –
-681,065
Closed -$17.6M
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