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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPD
301
DELISTED
PPD, Inc. Common Stock
PPD
– –
-5,360
Closed -$251K
CXP
302
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-98,160
Closed -$1.87M
CVA
303
DELISTED
Covanta Holding Corporation
CVA
– –
-17,595
Closed -$354K
DDMX
304
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
– –
-36,089
Closed -$358K
INOV
305
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-6,543
Closed -$264K
XLRN
306
DELISTED
Acceleron Pharma
XLRN
– –
-34,350
Closed -$5.91M
CAI
307
DELISTED
CAI International, Inc.
CAI
– –
-20,816
Closed -$1.16M
VOSO
308
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-90,000
Closed -$892K
TRIL
309
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-138,187
Closed -$2.43M
EBSB
310
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-11,575
Closed -$240K
SCR
311
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-343,094
Closed -$11.7M
CSOD
312
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-566,612
Closed -$32.4M
CLDR
313
DELISTED
Cloudera, Inc.
CLDR
– –
-1,760,348
Closed -$28.1M
XEC
314
DELISTED
CIMAREX ENERGY CO
XEC
– –
-294,466
Closed -$25.7M
MAAC
315
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-143,281
Closed -$1.43M
ALTA
316
DELISTED
Altabancorp
ALTA
– –
-367,764
Closed -$16.2M
VER
317
DELISTED
VEREIT, Inc.
VER
– –
-7,921
Closed -$358K
STFC
318
DELISTED
State Auto Financial Corp
STFC
– –
-6,174
Closed -$315K
STMP
319
DELISTED
Stamps.com, Inc.
STMP
– –
-80,027
Closed -$26.4M
CADE
320
DELISTED
Cadence Bancorporation
CADE
– –
-487,325
Closed -$10.7M
GIG
321
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-465,269
Closed -$4.59M
9 10 11 12
13

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.