FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JCICU
276
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-12,000
Closed -$120K
AKICU
277
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
– –
-10,000
Closed -$99K
HCIIU
278
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-15,000
Closed -$149K
COLIU
279
DELISTED
Colicity Inc. Units
COLIU
– –
-258,555
Closed -$2.57M
ATA.U
280
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-251,333
Closed -$2.6M
BLTS
281
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
– –
-14,378
Closed -$142K
SHACU
282
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
– –
-5,000
Closed -$566K
ACII.U
283
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
– –
-70,000
Closed -$695K
DWIN.U
284
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-135,000
Closed -$1.37M
SWAGU
285
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-350,000
Closed -$3.54M
RBAC
286
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-291,910
Closed -$2.9M
ATC
287
DELISTED
Atotech Limited
ATC
– –
-266,153
Closed -$6.79M
DSAC
288
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-50,000
Closed -$496K
ITHXU
289
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
– –
-45,000
Closed -$452K
GGPI
290
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-494,000
Closed -$5.78M
OCA
291
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-15,000
Closed -$149K
SV
292
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-295,377
Closed -$344K
ATSPU
293
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
– –
-67,500
Closed -$695K
BPMP
294
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
– –
-63,915
Closed -$978K
PPGH
295
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-95,170
Closed -$215K
GMBT
296
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
– –
-582,591
Closed -$159K
FMAC
297
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
– –
-15,110
Closed -$149K
CONE
298
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-385,323
Closed -$34.6M
BTNB
299
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
– –
-113,847
Closed -$1.13M
SPAQ
300
DELISTED
Spartan Acquisition Corp. III
SPAQ
– –
-830,465
Closed -$8.2M
9 10 11
12
13