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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCLEU
276
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
– –
-126,000
Closed -$1.25M
FSRD
277
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-340,904
Closed -$3.37M
BOAS.U
278
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
– –
-57,957
Closed -$573K
IPOD
279
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-31,590
Closed -$320K
CHNG
280
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-9,653
Closed -$202K
NMMCU
281
DELISTED
North Mountain Merger Corp. Unit
NMMCU
– –
-156,849
Closed -$1.6M
CFVIU
282
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-90,000
Closed -$887K
ACKIU
283
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-45,000
Closed -$460K
EMBK
284
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-4,605
Closed -$915K
SAFM
285
DELISTED
Sanderson Farms Inc
SAFM
– –
-1,827
Closed -$344K
ZNTE
286
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
– –
-132,997
Closed -$1.34M
CHPM
287
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-257,886
Closed -$2.58M
SEAH
288
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-27,492
Closed -$275K
CFV
289
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
– –
-185,025
Closed -$1.83M
DCRN
290
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-36,546
Closed -$361K
EUSG
291
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-291,659
Closed -$2.89M
LMRK
292
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-801,635
Closed -$13.1M
HCAQ
293
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-280,530
Closed -$2.78M
MACQ
294
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-519,824
Closed -$5.13M
SOLY
295
DELISTED
Soliton, Inc.
SOLY
– –
-373,004
Closed -$7.59M
ITMR
296
DELISTED
Itamar Medical Ltd. American Depository Shares
ITMR
– –
-426,635
Closed -$12.9M
YAC
297
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-232,999
Closed -$2.3M
KSU
298
DELISTED
Kansas City Southern
KSU
– –
-155,948
Closed -$42.2M
SVOK
299
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-211,978
Closed -$2.1M
DGNS
300
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-272,820
Closed -$2.71M
9 10 11
12
13

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.