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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTS
276
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-424,343
Closed -$32.8M
TWCT
277
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-298,115
Closed -$2.96M
SYKE
278
DELISTED
SYKES Enterprises Inc
SYKE
– –
-4,888
Closed -$262K
KSMT
279
DELISTED
Kismet Acquisition One Corp Ordinary Shares
KSMT
– –
-380,893
Closed -$3.77M
MXIM
280
DELISTED
Maxim Integrated Products
MXIM
– –
-6,171
Closed -$650K
RMGB
281
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-152,793
Closed -$1.52M
SAII
282
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-14,827
Closed -$148K
SCPE
283
DELISTED
SC Health Corporation
SCPE
– –
-62,878
Closed -$634K
TLND
284
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-10,127
Closed -$665K
BPY
285
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-1,906,639
Closed -$36.1M
HOME
286
DELISTED
At Home Group Inc.
HOME
– –
-954,560
Closed -$35.2M
VCVC
287
DELISTED
10X Capital Venture Acquisition Corp
VCVC
– –
-134,975
Closed -$1.34M
ALXN
288
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-237,142
Closed -$43.6M
WORK
289
DELISTED
Slack Technologies, Inc.
WORK
– –
-632,413
Closed -$28M
CNST
290
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-175,036
Closed -$5.92M
ALUS
291
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-404,106
Closed -$4.07M
WTRE
292
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-249,448
Closed -$8.73M
PRAH
293
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-287,045
Closed -$47.4M
NAV
294
DELISTED
Navistar International
NAV
– –
-270,152
Closed -$12M
BPFH
295
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-1,341,409
Closed -$19.8M
KNL
296
DELISTED
Knoll, Inc.
KNL
– –
-27,280
Closed -$709K
FSNB.U
297
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-90,000
Closed -$899K
GRA
298
DELISTED
W.R. Grace & Co.
GRA
– –
-3,476
Closed -$240K
ORBC
299
DELISTED
ORBCOMM, Inc.
ORBC
– –
-25,190
Closed -$283K
8 9 10 11
12

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.