FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.58%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$158M
Cap. Flow %
30.94%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
2
VAR
Varian Medical Systems, Inc.
VAR
$20.4M
3
IPHI
INPHI CORPORATION
IPHI
$19.3M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
$13.5M

Top Sells

1
NGHC
National General Holdings Corp
NGHC
$28.4M
2
EV
Eaton Vance Corp.
EV
$25.1M
3
TIF
Tiffany & Co.
TIF
$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
$4.79M

Sector Composition

1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SVACU
276
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-228,582
Closed -$2.35M
CCIV.U
277
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-350,651
Closed -$3.61M
CMLFU
278
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-56,096
Closed -$651K
ACND.U
279
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-15,800
Closed -$166K
RAACU
280
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-73,440
Closed -$765K
FGNA.U
281
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-613,100
Closed -$6.51M
NHICU
282
DELISTED
NewHold Investment Corp. Unit
NHICU
– –
-82,116
Closed -$857K
AONE.U
283
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-67,626
Closed -$770K
SPRQ.U
284
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-240,500
Closed -$2.6M
ALUS
285
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-217,824
Closed -$2.19M
FCACU
286
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-300,000
Closed -$3.2M
FTOC
287
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-33,974
Closed -$350K
FTOCU
288
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-350,000
Closed -$3.81M
HECCU
289
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-55,857
Closed -$637K
JIH.U
290
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-34,451
Closed -$403K
JIH
291
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-132,280
Closed -$1.42M
RPLA
292
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-56,283
Closed -$585K
ANH
293
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-399,418
Closed -$1.08M
CLA.U
294
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
– –
-18,165
Closed -$275K
EV
295
DELISTED
Eaton Vance Corp.
EV
– –
-369,209
Closed -$25.1M
CBMG
296
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-32,688
Closed -$601K
VRTU
297
DELISTED
Virtusa Corporation
VRTU
– –
-7,458
Closed -$381K
EIGI
298
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-69,882
Closed -$660K
CXO
299
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-13,926
Closed -$813K
NGHC
300
DELISTED
National General Holdings Corp
NGHC
– –
-831,737
Closed -$28.4M
9 10 11
12
13