FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ISPO icon
251
Inspirato
ISPO
$39.4M
– –
-21,239
Closed -$4.29M
NRGV icon
252
Energy Vault
NRGV
$335M
– –
-133,098
Closed -$1.32M
PAA icon
253
Plains All American Pipeline
PAA
$12.1B
– –
-10,995
Closed -$118K
MSPR
254
MSP Recovery, Inc. Class A Common Stock
MSPR
$2.38M
– –
-173
Closed -$7.55M
EVE.U
255
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
– –
-300,000
Closed -$3M
THCPU
256
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
– –
-100,000
Closed -$984K
TGAAU
257
DELISTED
Target Global Acquisition I Corp. Unit
TGAAU
– –
-150,000
Closed -$1.49M
LLAP
258
DELISTED
Terran Orbital Corporation
LLAP
– –
-222,746
Closed -$2.2M
XFINU
259
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
– –
-300,000
Closed -$3.05M
PLMIU
260
DELISTED
Plum Acquisition Corp. I Units
PLMIU
– –
-50,000
Closed -$489K
BLUA.U
261
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
– –
-171,875
Closed -$1.7M
GPACU
262
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-10,000
Closed -$99K
BREZ
263
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
– –
-18,811
Closed -$192K
RMGCU
264
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
– –
-154,854
Closed -$1.54M
FAZE
265
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-78,200
Closed -$791K
OPA
266
DELISTED
Magnum Opus Acquisition Limited
OPA
– –
-626,240
Closed -$6.21M
CFFEU
267
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-10,000
Closed -$101K
AAC.U
268
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-10,000
Closed -$99K
PCCTU
269
DELISTED
Perception Capital Corp. II Units
PCCTU
– –
-270,000
Closed -$2.74M
TLGA.U
270
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
– –
-60,000
Closed -$594K
ENTFU
271
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
– –
-250,000
Closed -$2.53M
MLAC
272
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-184,134
Closed -$1.84M
QTEK
273
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
– –
-40,797
Closed -$405K
DHHCU
274
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-149,500
Closed -$1.47M
PDOT.U
275
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-50,000
Closed -$497K
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11
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