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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKICU
251
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
$99K 0.02%
+10,000
New +$99.5K
JWSM
252
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$98K 0.02%
+10,000
New +$97.9K
BZFD icon
253
BuzzFeed
BZFD
$102M
– –
-167,196
Closed -$6.63M
GPGI
254
GPGI Inc
GPGI
$4.28B
– –
-249,386
Closed -$2.09M
DAVE icon
255
Dave Inc
DAVE
$5.07B
– –
-4,196
Closed -$1.33M
LOCL icon
256
Local Bounti
LOCL
$23.3M
– –
-9,730
Closed -$1.26M
PIII icon
257
P3 Health Partners
PIII
$33.3M
– –
-2,273
Closed -$1.12M
PL icon
258
Planet Labs
PL
$8.14B
– –
-303,335
Closed -$3.01M
SES icon
259
SES AI
SES
$206M
– –
-134,044
Closed -$1.33M
SOND
260
DELISTED
Sonder
SOND
– –
-15,804
Closed -$3.12M
SPWH icon
261
Sportsman's Warehouse
SPWH
$44.9M
– –
-10,058
Closed -$177K
SST icon
262
System1
SST
$14.5M
– –
-57,079
Closed -$5.66M
TOI icon
263
The Oncology Institute
TOI
$513M
– –
-149,344
Closed -$1.48M
TXNM
264
TXNM Energy Inc
TXNM
$5.94B
– –
-7,158
Closed -$354K
ADEX.U
265
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
– –
-135,000
Closed -$1.35M
DUNEU
266
DELISTED
Dune Acquisition Corporation Unit
DUNEU
– –
-45,000
Closed -$456K
EQRX
267
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-415,651
Closed -$4.12M
HLGN
268
DELISTED
Heliogen, Inc.
HLGN
– –
-7,098
Closed -$2.47M
AJRD
269
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-5,240
Closed -$228K
GRNA
270
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-584,047
Closed -$5.78M
PEAR
271
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-80,206
Closed -$797K
GLS
272
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-82,022
Closed -$814K
FPAC
273
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-398,828
Closed -$3.97M
NAACU
274
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
– –
-173,000
Closed -$1.72M
BLTSU
275
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
– –
-126,000
Closed -$1.27M
9 10
11
12 13

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.