FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.22%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$8.86M
Cap. Flow %
-1.34%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

1
FBC
Flagstar Bancorp, Inc. New
FBC
$35.2M
2
STL
Sterling Bancorp
STL
$32.5M
3
CSOD
Cornerstone OnDemand, Inc.
CSOD
$32.4M
4
STMP
Stamps.com, Inc.
STMP
$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
$25.7M

Top Sells

1
PRAH
PRA Health Sciences, Inc.
PRAH
$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
$44M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36.1M
5
HOME
At Home Group Inc.
HOME
$35.2M

Sector Composition

1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPGHU
251
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-190,000
Closed -$1.91M
XPDIU
252
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
– –
-59,990
Closed -$606K
MACQU
253
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-90,000
Closed -$898K
CMLTU
254
DELISTED
CM Life Sciences III Inc. Unit
CMLTU
– –
-24,114
Closed -$264K
DMYQ.U
255
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-57,374
Closed -$575K
TPGS
256
DELISTED
TPG Pace Solutions Corp.
TPGS
– –
-109,238
Closed -$1.09M
ADF.U
257
DELISTED
Aldel Financial Inc. Units, each consisting of one share of Class A common stock and one-half of one
ADF.U
– –
-295,000
Closed -$3.02M
RTPYU
258
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-285,000
Closed -$2.88M
SRNG
259
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-220,819
Closed -$2.2M
ACIC
260
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-84,300
Closed -$840K
QELL
261
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-110,024
Closed -$1.1M
CENH
262
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-88,850
Closed -$880K
PFPT
263
DELISTED
Proofpoint, Inc.
PFPT
– –
-253,075
Closed -$44M
SYKE
264
DELISTED
SYKES Enterprises Inc
SYKE
– –
-4,888
Closed -$262K
SCPE
265
DELISTED
SC Health Corporation
SCPE
– –
-62,878
Closed -$634K
TLND
266
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-10,127
Closed -$665K
BPY
267
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-1,906,639
Closed -$36.1M
HOME
268
DELISTED
At Home Group Inc.
HOME
– –
-954,560
Closed -$35.2M
VCVC
269
DELISTED
10X Capital Venture Acquisition Corp Class A Common Stock
VCVC
– –
-134,975
Closed -$1.34M
ALXN
270
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-237,142
Closed -$43.6M
WORK
271
DELISTED
Slack Technologies, Inc.
WORK
– –
-632,413
Closed -$28M
CNST
272
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-175,036
Closed -$5.92M
ALUS
273
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-404,106
Closed -$4.07M
WTRE
274
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-249,448
Closed -$8.73M
PRAH
275
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-287,045
Closed -$47.4M
8 9 10
11
12