FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
This Quarter Return
+10.5%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$670M
AUM Growth
+$670M
Cap. Flow
+$156M
Cap. Flow %
23.27%
Top 10 Hldgs %
47.44%
Holding
282
New
67
Increased
46
Reduced
9
Closed
57

Top Buys

1
PRAH
PRA Health Sciences, Inc.
PRAH
$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
$44M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$39.2M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36.1M
5
HOME
At Home Group Inc.
HOME
$35.2M

Top Sells

1
VAR
Varian Medical Systems, Inc.
VAR
$55.3M
2
RP
RealPage, Inc.
RP
$32.1M
3
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
4
IPHI
INPHI CORPORATION
IPHI
$19.8M
5
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M

Sector Composition

1 Financials 20.46%
2 Technology 15.25%
3 Healthcare 11.15%
4 Real Estate 10.95%
5 Industrials 9.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRNGU
251
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-152,500
Closed -$1.54M
LATN
252
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-85,011
Closed -$854K
LEGOU
253
DELISTED
Legato Merger Corp. Units
LEGOU
– –
-67,500
Closed -$684K
KURIU
254
DELISTED
Alkuri Global Acquisition Corp. Unit
KURIU
– –
-90,000
Closed -$889K
VOSOU
255
DELISTED
Virtuoso Acquisition Corp. Unit
VOSOU
– –
-90,000
Closed -$887K
ENFAU
256
DELISTED
890 5th Avenue Partners, Inc. Unit
ENFAU
– –
-83,001
Closed -$826K
FOREU
257
DELISTED
Foresight Acquisition Corp. Units
FOREU
– –
-45,000
Closed -$446K
GIGGU
258
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-135,000
Closed -$1.33M
ELMS
259
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-42,772
Closed -$426K
MUDS
260
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-264,820
Closed -$2.6M
UPH
261
DELISTED
UpHealth, Inc.
UPH
– –
-163,919
Closed -$1.64M
CYXT
262
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-30,300
Closed -$301K
LVOX
263
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-143,617
Closed -$1.45M
NSTB
264
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-49,685
Closed -$497K
WTW icon
265
Willis Towers Watson
WTW
$31.9B
– –
-4,911
Closed -$1.12M
UP icon
266
Wheels Up
UP
$1.63B
– –
-60,400
Closed -$605K
TALK icon
267
Talkspace
TALK
$444M
– –
-99,007
Closed -$982K
SRZN icon
268
Surrozen
SRZN
$107M
– –
-38,037
Closed -$366K
SMRT icon
269
SmartRent
SMRT
$271M
– –
-45,900
Closed -$459K
SKIL icon
270
Skillsoft
SKIL
$133M
– –
-374,960
Closed -$3.75M
RSVR icon
271
Reservoir Media
RSVR
$513M
– –
-40,981
Closed -$406K
RC
272
Ready Capital
RC
$695M
– –
-66,857
Closed -$897K
OWLT icon
273
Owlet
OWLT
$129M
– –
-184,992
Closed -$1.83M
OWL icon
274
Blue Owl Capital
OWL
$11.7B
– –
-196,306
Closed -$1.94M
ORGN icon
275
Origin Materials
ORGN
$82.2M
– –
-270,184
Closed -$2.73M
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