We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$153M
Cap. Flow %
29.82%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$20.3M
2
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$19.9M
3
IPHI
INPHI CORPORATION
IPHI
+$18.1M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
+$15.3M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
+$13M

Top Sells

Rank Stock Value
1
NGHC
National General Holdings Corp
NGHC
+$28.4M
2
EV
Eaton Vance Corp.
EV
+$25.1M
3
TIF
Tiffany & Co.
TIF
+$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAQU
251
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-131,745
Closed -$1.49M
TREB.U
252
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-32,408
Closed -$375K
SEAH.U
253
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-295,685
Closed -$3.18M
CPSR.U
254
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-12,640
Closed -$137K
SVOKU
255
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-90,000
Closed -$932K
BOWXU
256
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-256,885
Closed -$2.75M
GSAH.U
257
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-31,600
Closed -$360K
LOKB.U
258
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-289,983
Closed -$3.15M
VIHAU
259
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-250,000
Closed -$2.67M
DMYI.U
260
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-180,000
Closed -$2.05M
SPFR.U
261
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-90,000
Closed -$995K
DEH.U
262
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
– –
-156,910
Closed -$1.68M
RICE.U
263
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
– –
-40,320
Closed -$456K
QELL
264
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-36,764
Closed -$452K
QELLU
265
DELISTED
Qell Acquisition Corp. Unit
QELLU
– –
-90,741
Closed -$1.2M
SPNV.U
266
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-161,309
Closed -$1.87M
AJAX.U
267
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-47,078
Closed -$584K
VACQU
268
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-293,705
Closed -$3.16M
RMGBU
269
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-130,203
Closed -$1.45M
SAIIU
270
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-180,000
Closed -$1.92M
GRSVU
271
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
– –
-63,945
Closed -$689K
SVACU
272
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-228,582
Closed -$2.35M
CCIV.U
273
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-350,651
Closed -$3.61M
CMLFU
274
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-56,096
Closed -$651K
ACND.U
275
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-15,800
Closed -$166K
9 10
11
12 13

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
QOP
Quinn Opportunity Partners Charlottesville, Virginia $1.92B AUM 31.26% 1-Year Est. Return

First Trust Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Capital Management held 301 positions worth $511M, up 44% from $356M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

First Trust Capital Management deployed $153M of net new capital in Q1 2021, opening 167 new positions and adding to 24 existing holdings. Its largest new stake was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was LiveVox Holding, Inc. Class A Common Stock, an estimated $3.27M trimmed.

  • First Trust Capital Management's largest Q1 2021 buy was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.
  • First Trust Capital Management added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $20.3M increase.
  • First Trust Capital Management's biggest Q1 2021 reduction was LiveVox Holding, Inc. Class A Common Stock, cutting an estimated $3.27M.
  • First Trust Capital Management fully exited National General Holdings Corp in Q1 2021, selling an estimated $28.4M.
  • First Trust Capital Management's ten largest holdings make up 43% of its $511M portfolio in Q1 2021.
  • First Trust Capital Management opened 167 new positions and closed 86 in Q1 2021.
  • First Trust Capital Management's portfolio value rose 44% quarter-over-quarter to $511M.

Based on First Trust Capital Management's 13F filing for Q1 2021, filed 17 May 2021.