FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.58%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$158M
Cap. Flow %
30.94%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
2
VAR
Varian Medical Systems, Inc.
VAR
$20.4M
3
IPHI
INPHI CORPORATION
IPHI
$19.3M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
$13.5M

Top Sells

1
NGHC
National General Holdings Corp
NGHC
$28.4M
2
EV
Eaton Vance Corp.
EV
$25.1M
3
TIF
Tiffany & Co.
TIF
$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
$4.79M

Sector Composition

1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VIHAU
251
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-250,000
Closed -$2.68M
DMYI.U
252
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-180,000
Closed -$2.05M
SPFR.U
253
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-90,000
Closed -$995K
DEH.U
254
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
– –
-156,910
Closed -$1.68M
RICE.U
255
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
– –
-40,320
Closed -$456K
QELL
256
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-36,764
Closed -$452K
QELLU
257
DELISTED
Qell Acquisition Corp. Unit
QELLU
– –
-90,741
Closed -$1.2M
SPNV.U
258
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-161,309
Closed -$1.87M
AJAX.U
259
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-47,078
Closed -$584K
VACQU
260
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-293,705
Closed -$3.16M
RMGBU
261
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-130,203
Closed -$1.45M
SAIIU
262
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-180,000
Closed -$1.92M
GRSVU
263
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
– –
-63,945
Closed -$689K
SVACU
264
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-228,582
Closed -$2.35M
CCIV.U
265
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-350,651
Closed -$3.61M
CMLFU
266
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-56,096
Closed -$651K
ACND.U
267
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-15,800
Closed -$166K
RAACU
268
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-73,440
Closed -$765K
FGNA.U
269
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-613,100
Closed -$6.51M
NHICU
270
DELISTED
NewHold Investment Corp. Unit
NHICU
– –
-82,116
Closed -$857K
AONE.U
271
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-67,626
Closed -$770K
SPRQ.U
272
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-240,500
Closed -$2.6M
ALUS
273
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-217,824
Closed -$2.19M
FCACU
274
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-300,000
Closed -$3.2M
FTOC
275
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-33,974
Closed -$350K
9 10
11
12 13